CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ June 2024: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
June 2024
36 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (June 2024). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- A former Security officer BK, of Equae Security Agency (ESA), leaked classified documents that revealed extensive global surveillance programs operated by the ESA. The leaked infor
- Z, purchased a property from X. Prior to the purchase, Z conducted a search on its own and failed to identify an existing lien on the property. After the purchase, it was discovere
- What will be the views and actions taken by the Disciplinary Directorate of ICSI on receipt of any information or complaint on arriving at a prima facie opinion on the occurrence o
- KEK Bank fraud involved fraudulent issuance of Letters of Undertaking (LoU) and Letters of Credit (LoC) at one of its branches. The fraud was facilitated by incomplete KYC processe
- A Company Secretary P of ABC Ltd. is of the view that the companies that practice positive ethics and effective compliance management program, deep within their culture, often enjo
- As per the LLP Amendment Act, 2021, answer each of the followings: Explain the concept of "Small Limited Liability Partnership" under section 2(t) (new clause).
- As per the LLP Amendment Act, 2021, answer each of the followings: Specify the penalty payable for non-compliance of the LLP Act by a small LLP or a start-up LLP or by its partner
- As per the LLP Amendment Act, 2021, answer each of the followings: If a person has lived in India for 150 days during the financial year 2023-24, whether he can be considered as a
- KPT, an assets management company, issued units of mutual fund, which are listed on recognized stock exchange(s), governed by the provisions of the Securities and Exchange Board of
- Pre-certification of forms is not a routine or mechanical exercise, but a serious task and involves sound application of mind in verifying the statements made in the respective for
- When the aggrieved investors, whose grievances against a listed company, registered intermediary or market infrastructure institution ("Entities") remain unresolved, the redressal
- BNP a company was engaged in manufacturing of spare parts of automobiles. It was found that there were certain types of security interests or debts secured against the company's as
- Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obl
- Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obl
- Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obl
- Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obl
- JKL Ltd, a listed entity and incorporated under the Companies Act, 2013 didn't file the Annual Return under section 92 on the following two grounds: (i) the company has become inop
- JKL Ltd, a listed entity and incorporated under the Companies Act, 2013 didn't file the Annual Return under section 92 on the following two grounds: (i) the company has become inop
- JKL Ltd, a listed entity and incorporated under the Companies Act, 2013 didn't file the Annual Return under section 92 on the following two grounds: (i) the company has become inop
- Materiality can be defined as the magnitude of an omission or misstatement of information. Comment and list out any four principles which the auditor should adhere while forming hi
- While maintaining quality with respect to customer & customer relationship acceptance & continuation of client relationship and specific assignments, explain the procedure, the aud
- RST (auditors) found suspicion on the trustworthiness of in the financial statements of JKL Services, an aviation company, as unreliable and unfavourable. During the audit process,
- Only a qualified Peer Reviewer can be empaneled by the Peer Review Board. Elucidate.
- The Practices and Precedence used by Auditor for forming the Audit opinion may be as per the historical perspective. Elucidate.
- Explain the principle of autonomy used in ethical practices.
- Citing the relevant provisions, enumerate the penalty amount, which will be payable under the Securities Exchange Board of India (SEBI) Act, 1992, for insider trading under section
- The quantity, type and content of working papers vary with the circumstances, but they should be sufficient to show that the records agree or reconcile with the statements or other
- 24 Hours Market, a large retail company, due to the failure of its information technology systems experienced a significant data breach during the festival shopping season. Hackers
- XJK, a multinational technology company which primarily used to develop, manufacture, license, support, and sell computer software, consumer electronics, personal computers, and re
- Explain the manner in which the Company should ensure timely and accurate disclosures on all material matters including the financial situation, performance, ownership, and governa
- Financial due diligence provides peace of mind to both corporate and financial buyers, by analysing and validating all the financial, commercial, operational and strategic assumpti
- The Auditors of a company, while performing the audit assignment access various confidential information of the company, required to maintain confidentiality of such information. E
- The Registrar of Companies (ROC) and the Serious Fraud Investigation Office (SFIO) are empowered to file complaint before a Magistrate in the special court, if they are of an opini
- The Board of Directors of SK Ltd. approved a merger with PJ Ltd. without conducting adequate due diligence. The Supreme Court held that the Board breached its fiduciary duty by app
- JK has been appointed as a reviewer to review the records of practice unit DL & Associates. JK was unaware of the approaches to be used in the review process of attestation service
- ABC Ltd. a listed company incorporated under the Companies Act, 2013 has a net worth of ₹ 450 crore, turnover of ₹ 1,200 crore and net profit of ₹ 250 crore in the immediate preced
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.