Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [S

CS Professional · Secretarial Audit, Compliance Management and Due Diligence · PYQS · June 2024
Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI(LODR)] Regulations, 2015, in each of the following cases: Prior intimation to Stock Exchange about Board Meeting

Answer & Explanation:

S. No Compliance Regulation Time Period Event (a) Prior intimation to Stock Exchange about Board Meeting 29(1) At least 5 (Five) days in advance excluding the date of intimation & date of board meeting. Intimation about the Meeting in which Financial Results viz. quarterly, half yearly, or annual, as the case may be due for consideration. 29(2) At least 2 working days in advance excluding the date of intimation & date of board meeting. Intimation about the Meeting in which following matters are due to consideration: Proposal for Buyback of Securities Proposal for voluntary delisting of Listing entity from the Stock Exchange(s) Fund raising by following ways: Further Public Offer, Rights Issue, American Depository Receipts/Global Depository Receipts/ Foreign Currency Convertible Bonds, qualified institutions placement, debt issue, preferential issue or any other method and for determination of issue price: Declaration/Recommendation of Dividend Issue of Convertible Securities Including convertible debentures or of debentures carrying a right to subscribe to equity shares or the passing over of dividend Proposal for declaration of Bonus Securities 29(3) At least 11 working days in advance (a) Any alteration in the form or nature of any of its securities that are listed on the stock exchange or in the rights or privileges of the holders thereof. (b) Any alteration in the date on which, the interest on debentures or bonds, or the redemption amount of redeemable shares or of debentures or bonds, shall be payable

Topics: SEBI (LODR) Regulations, 2015

Open in Interactive Practice Hub · Full Practice Hub · Chapter Weightage · More in this subject

Related Questions in this Topic