Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [S

CS Professional · Secretarial Audit, Compliance Management and Due Diligence · PYQS · June 2024
Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI(LODR)] Regulations, 2015, in each of the following cases: Record Date.

Answer & Explanation:

S. No Compliance Regulation Time Period Event (d) Record Date 42(2) At least 7 working days in advance before the record date excluding The date of intimation & record date Notice to Stock Exchange for the record date and specifying the purpose of record date. In the case of rights issues, the listed entity shall give notice in advance of atleast 3 working days (excluding the date of intimation and the record date)

Topics: SEBI (LODR) Regulations, 2015

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