Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [S

CS Professional · Secretarial Audit, Compliance Management and Due Diligence · PYQS · June 2024
Indicate the obligations of listed entity which has listed its specified securities i.e., equity or convertible securities under the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI(LODR)] Regulations, 2015, in each of the following cases: Certificate from Practicing Company Secretary (PCS)

Answer & Explanation:

S. No Compliance Regulation Time Period Event (c) Certificate from Practicing Company Secretary (PCS) 40(9)/(10) Within 30 days from the of end financial year. Certifying that all certificates have been issued within thirty days of the date of lodgment for transfer, subdivision, consolidation, renewal, exchange or endorsement of calls/ allotment monies.

Topics: SEBI (LODR) Regulations, 2015

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