CS Professional Corporate Funding & Listings in Stock Exchanges PYQ June 2019: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
June 2019
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (June 2019). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Explain with a suitable example, day count convention for Debt Securities issued under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008.
- Y Ltd. an Indian Company opened irrevocable letter of credit for 6 Million Swedish Kroner in favour of Z Ltd. for import of two pulsed rectifiers. Z Ltd. the Swedish Company shippe
- You are required to compute Maximum Permissible Bank Borrowings (MPBB) under three methods of Tandon Committee Norms pertaining to M L Ltd. from the following data and how you will
- What do you mean by ECB ? Under what circumstances conversion of ECB's into equity is possible ?
- In the recent past, a listed housing finance company issued MASALA BONDS for a sum of ₹3,000 crore. Explain the term MASALA BOND. Is there any advantage of MASALA BONDS over NORMAL
- What do you mean by Securitisation? Explain the Securitisation Structure.
- Distinguish between Bill Discounting and Factoring.
- Distinguish between Letter of Guarantee and Bank Guarantee.
- Distinguish between Asian Development Bank and International Monetary Fund.
- What is the difference between a Fixed Deposit and Inter-Corporate Deposit ? In case of default by a company, explain the role of Regulator.
- Explain the provisions of the Companies Act, 2013 for Issue of Sweat Equity Shares. To what extent the Sweat Equity Shares can be issued to an Independent Director ?
- Write a detailed note on Islamic Banking.
- Discuss the different modes of Euro Issue in detail.
- Can an entity, pursue listing of its specified securities without making a public issue? Give the exemptions, if any.
- Commercial Paper is sold at a discount from its face value and redeemed at its face value. Calculate the pre-tax cost on annualised basis of commercial paper, if face value is ₹5,0
- What are the merits and demerits of customer advance? Explain.
- Discuss the various conditions required to be fulfilled for listing of Non-Convertible Redeemable Preference Shares.
- Explain the Regulation 39 of Issuance of Certificates or Receipts for securities and dealing with unclaimed securities under SEBI Listing Regulations, 2015.
- List out the Half Yearly Compliance Calendar for listed entity for SME (Small and Medium Enterprise) as per SEBI Listing Regulations, 2015.
- Write down the criteria to get listed on Singapore Exchange Ltd. (SGX).
- "Information dissemination through website assumes significance particularly in respect of listed companies". Discuss and explain the statutory disclosures on company's website.
- The provisions of SEBI Listing Regulations, 2015, shall not be applicable to "perpetual debt instrument" and "perpetual non-cumulative preference shares" listed by Banks. Comment.
- IPO being "once a life time event, mis-calculation of any nature can create a hurdle for company's future growth". Keeping this in mind list out the important aspects that key Mana
- What are the documents required to be prepared by the company secretary for listing approval for Bonus Shares issued by the company for documentation purpose ?
- For listing and trading of SME - Initial Public Offer (IPO), what are the documents to be submitted by the Company Secretary on T+2 days ?
- Discuss the post issue formalities to be completed by the company secretary for Rights Issue of equity shares for listing purpose.
- Briefly explain the concept of market segmentation.
- Enumerate the principles governing disclosures for the listed companies.
- PQR successfully completed its Initial Public Offer (IPO). List out the documents to be submitted on T+2 days for listing.
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.