PQR successfully completed its Initial Public Offer (IPO). List out the documents to be submitted on T+2 days for listing.
CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2019
PQR successfully completed its Initial Public Offer (IPO). List out the documents to be submitted on T+2 days for listing.
Answer & Explanation:
Documents to be submitted on T+2 days for listing are as follows:- All due diligence certificates filed with SEBI by Merchant banker(s). Observation Letter issued by SEBI pursuant to filing of draft offer document. List of authorized signatories along with their specimen signatures. Confirmation from Lead Managers that devolvement notices have been sent to underwriters (applicable if the issue has devolved). Certificate from the BRLM(s) that the issue has received minimum subscription as specified under Regulation 45 (1) of SEBI (ICDR) Regulations, 2018. Confirmation from the company regarding the email ID for Investor Grievances as per Regulation 46 of SEBI (LODR), Regulations, 2015. Copies of all advertisements published in connection with the issue upto T+1 stage. Confirmation from the company stating that they have obtained authentication for SCORES from SEBI as per Regulation 13 of LODR, Regulations, 2015.
Topics: Listing Procedures
Related Questions in this Topic
- Discuss the post issue formalities to be completed by the company secretary for Rights Issue of equity shares for listin...
- What are the documents required to be prepared by the company secretary for listing approval for Bonus Shares issued by ...
- What is the difference between the BdL market, which is an EU-regulated market, and the Euro MTF market, which is an exc...
- One of the measures of the principles of the corporate governance and protection of minority shareholder is "Equitable t...
- Rajesh, the promoter of the company had acquired 10000 equity shares of the company on 5th April, 2025, for a market pri...