PQR successfully completed its Initial Public Offer (IPO). List out the documents to be submitted on T+2 days for listing.

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2019
PQR successfully completed its Initial Public Offer (IPO). List out the documents to be submitted on T+2 days for listing.

Answer & Explanation:

Documents to be submitted on T+2 days for listing are as follows:- All due diligence certificates filed with SEBI by Merchant banker(s). Observation Letter issued by SEBI pursuant to filing of draft offer document. List of authorized signatories along with their specimen signatures. Confirmation from Lead Managers that devolvement notices have been sent to underwriters (applicable if the issue has devolved). Certificate from the BRLM(s) that the issue has received minimum subscription as specified under Regulation 45 (1) of SEBI (ICDR) Regulations, 2018. Confirmation from the company regarding the email ID for Investor Grievances as per Regulation 46 of SEBI (LODR), Regulations, 2015. Copies of all advertisements published in connection with the issue upto T+1 stage. Confirmation from the company stating that they have obtained authentication for SCORES from SEBI as per Regulation 13 of LODR, Regulations, 2015.

Topics: Listing Procedures

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