For listing and trading of SME - Initial Public Offer (IPO), what are the documents to be submitted by the Company Secretary on T+2 days ?

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2019
For listing and trading of SME - Initial Public Offer (IPO), what are the documents to be submitted by the Company Secretary on T+2 days ?

Answer & Explanation:

Listing and Trading of SME- Initial Public Offer (IPO) Documents to be submitted by the Company Secretary on T+2 days (i.e. within 2 working days from the closure of the issue): All due diligence certificates filed with SEBI by Merchant bankers. List of authorized signatories along with their specimen signatures. Confirmation from Lead Managers that devolvement notices have been sent to underwriters (applicable if the issue has devolved). The company should inform that the dividend entitlement for the current year for all the existing shares including the shares issued in the public issue shall rank pari-passu. Confirmation from the company regarding the email ID for Investor Grievances as per Regulation 46 of SEBI (LODR), Regulations, 2015. Copies of all advertisements published in connection with the issue upto T+2 stage. Confirmation from the company stating that they have obtained authentication for SCORES from SEBI as per SEBI Circular dated April 13, 2012.

Topics: SME Listing

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