For listing and trading on SME-Initial Public Offer (IPO), what are the documents to be submitted BEFORE T+4 days ?

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · December 2019
For listing and trading on SME-Initial Public Offer (IPO), what are the documents to be submitted BEFORE T+4 days ?

Answer & Explanation:

In case of listing and trading on SME-Initial Public Offer (IPO) following documents are required to be submitted before T+4 days (i.e. within 4 working days from the closure of the issue): Copy of Prospectus (also in soft copy CD). Copy of the ROC filing acknowledgement for filing of Prospectus. Certified true copy of the additional material contracts and documents (mentioned in the final offer document/Prospectus) which have not been submitted earlier with the Exchange. (Soft copy for all the material contracts and documents) Certified true copy of Table showing region- wise collection of application money. Certificate from the bankers to the issue regarding the collection of application money. Certified true copy of the basis of allotment approved by the Designated Stock Exchange. Copy of the letter from Registrar addressed to Merchant bankers regarding the details they have verified with the depositories (NSDL/CDSL).

Topics: SME Listing

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