Prepare quarterly and annually compliance calendars for listed SMEs.

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2021
Prepare quarterly and annually compliance calendars for listed SMEs.

Answer & Explanation:

Quarterly Compliances S.No. Regulation Reference Frequency Period Covered Timelines 1. Regulation 13(3) of the SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015 - Statement Grievance Redressal Mechanism Quarterly April-June, July-September, October-December, January-March Within 21 days from the end of Quarter 2. Regulation 76 of the SEBI (Depositories and Participants) Regulations, 2018-Reconciliation of Share Capital Audit Report Quarterly April-June, July-September, October-December Within 30 days from the end of the quarter Annual Compliances Sr. No. Regulation Reference Frequency Period Covered Date by which to be filed 1. Regulation 14 of the SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015-Listing Fees Annually April-March 30th April 2. Regulation 34(1) of the SEBI (Listing Obligation and Disclosure Requirements) Regulations, 2015-Annual Report Annually April-March Not later that the day of commencement of dispatch to its shareholder

Topics: SME Listing

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