List out the Half Yearly Compliance Calendar for listed entity for SME (Small and Medium Enterprise) as per SEBI Listing Regulations, 2015.

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2019
List out the Half Yearly Compliance Calendar for listed entity for SME (Small and Medium Enterprise) as per SEBI Listing Regulations, 2015.

Answer & Explanation:

Half Yearly Compliance Calendar for listed entity for SME (Small and Medium Enterprise) as per SEBI Listing Regulations, 2015 Sr. No. Regulation Reference Frequency Period Covered Date by which to be filed 1. 31(1) – Shareholding Pattern Half Yearly April September October 21st October and 21st April 2. 32(8) – Statement of deviation or variation Half Yearly April September October - 3. 33(5) – Financial Results Half Yearly April September October 14th November and 30th May 4. 7(3) – Compliance Certificate to the exchange Half Yearly April September October 31st October and 30th April 5. 40(10) – Compliance Certificate w.r.t Transfer or transmission or transposition of securities within 30 days Half Yearly April September October March 31st October and 30th April

Topics: SEBI Listing Regulations, 2015

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