CS Professional Governance, Risk Management, Compliances and Ethics PYQ June 2019: Question Paper and Available Answers
CS Professional
Governance, Risk Management, Compliances and Ethics
PYQS Series
June 2019
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Governance, Risk Management, Compliances and Ethics PYQS (June 2019). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- ABC Ltd. is a public limited company listed on NSE and BSE. The company is enjoying cash credit limit of ₹ 10 crores with Trust Bank against the book debts. The said cash credit li
- ABC Ltd. is a public limited company listed on NSE and BSE. The company is enjoying cash credit limit of ₹ 10 crores with Trust Bank against the book debts. The said cash credit li
- ABC Ltd. is a public limited company listed on NSE and BSE. The company is enjoying cash credit limit of ₹ 10 crores with Trust Bank against the book debts. The said cash credit li
- ABC Ltd. is a public limited company listed on NSE and BSE. The company is enjoying cash credit limit of ₹ 10 crores with Trust Bank against the book debts. The said cash credit li
- The corporate governance framework should recognise the rights of stakeholders established by law or through mutual agreements and encourage active co-operation between corporation
- Dr. Ganguly Committee recommended some Corporate Governance norms which are applicable only to private sector bank. What were these recommendations ?
- Whether the rule of majority, was established in the case of Foss v. Harbottle [(1843) 67 ER 189], is still relevant ? Narrate your answer with relevant provisions of the Companies
- What is the Code for Stewardship for the insurers ?
- "The NFRA is an independent regulator established under Section 132 of the Companies Act, 2013 to oversee the auditing profession". Discuss.
- Write a brief note on "The ICSI National Awards for Excellence in Corporate Governance".
- A successful compliance-risk management program which is an essential for sound and vibrant operational system contains certain elements. Point out such elements.
- CSB Ltd. a Listed Company is holding a Meeting of Board of Directors. The Agenda Items inter alia include the item for approval with respect to declaration of Interim Dividend for
- Which categories of companies are required to have Audit Committee of Board (ACB) as per the Companies Act, 2013 and as per the SEBI (LODR) Regulations, 2015.
- Highlight the OECD Principles of Corporate Governance with respect to Disclosures and Transparency.
- Write a brief note on Caux Round Table (CRT).
- Whether Risk Management and Corporate Governance Principles have any relations ? Explain.
- What are the different dimensions of identifying threats in Risk Analysis process ? In a company there is a probability of increase of 40% cost of raw material from present level o
- While conducting the Audit, Secretarial Auditor found that by forged signature, accountant had transferred huge amount in dummy account. There was a big financial scam in the organ
- Point out the situations where the Risk Analysis may be useful.
- You have been appointed as Company Secretary of a newly incorporated public limited company, which is engaged in providing logistic services across India. The company has come out
- You are a company secretary of a listed company. The company has borrowings from the Banks/FIs worth ₹ 75 crores, which is in the form of Term Loan and Working Capital Finance. You
- Apart from Statutory Audit, for some class of companies, Internal Audit is also mandatory. Which companies are required to have Internal Audit as per the provisions of the Companie
- What are the Financial Information which are required to be disclosed on website of the Company as per Regulation 46 of SEBI (LODR) Regulations, 2015 ?
- "A corporate compliance program is a formal program specifying an organization's policies, procedures and actions within a process to help prevent and detect violations of laws and
- Internal check and internal control are two frequently used terms in risk management and compliance. Explain the meaning of Internal Check and Internal Control and also mention how
- In addition to the Financial Capital, the Integrated Reporting examines five additional capitals that should guide an organisation's decision-making and long-term success. Which ar
- Explain the scope of "Administrative Control".
- What is Risk-adjusted return on capital (RAROC) and how is it calculated ?
- Discuss in brief the composition of Lokpal and its powers.
How to Prepare for CS Professional Governance, Risk Management, Compliances and Ethics
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.