CS Professional Corporate Funding & Listings in Stock Exchanges PYQ June 2021: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
June 2021
31 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (June 2021). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- A Ltd. has been sanctioned Working Capital Limit of ₹2 crore from its banker at 11% p.a. Its tangible Net Worth is ₹6 Crore and its account is classified as a Standard Asset by ban
- A Ltd. has been sanctioned Working Capital Limit of ₹2 crore from its banker at 11% p.a. Its tangible Net Worth is ₹6 Crore and its account is classified as a Standard Asset by ban
- A Ltd. has been sanctioned Working Capital Limit of ₹2 crore from its banker at 11% p.a. Its tangible Net Worth is ₹6 Crore and its account is classified as a Standard Asset by ban
- The promoters of Z Ltd. holds 78 percent shares of the Equity Share capital of the company. The promoters are intending to reduce their holding to meet the provisions of regulatory
- The promoters of Z Ltd. holds 78 percent shares of the Equity Share capital of the company. The promoters are intending to reduce their holding to meet the provisions of regulatory
- The promoters of Z Ltd. holds 78 percent shares of the Equity Share capital of the company. The promoters are intending to reduce their holding to meet the provisions of regulatory
- PQR Ltd. is listed on SME platform. The company has excellent performance in terms of turnover and profit during last few years. It is interested in migrating to the Main Board. Pr
- Enumerate the rules for distribution of cash flows by InvIT.
- Distinguish between Overdraft and Cash Credit Account.
- Distinguish between Buyers' Credit and Suppliers' Credit.
- Distinguish between Letter of Credit Limit and Bank Guarantee Limit.
- International Monetary Fund (IMF) plays a vital role in the global economy. Explain its mission and activities.
- What do you understand by Green Debt Securities? Explain.
- Prepare a flow chart for issuance of Non-convertible Redeemable Preference Shares under SEBI (Non-convertible Redeemable Preference Shares) Regulations, 2013.
- Whether investment by Angel Funds are restricted by any specific guidelines. Discuss.
- Discuss the rules relating to pricing and lock-in under Employees Stock Purchase Scheme (ESPS) including exception if any, thereof.
- Mention the Regulatory Framework in India for Issue of ADR/GDR/FCCBs/FCEBs.
- Explain the conditions for Listing of Non-convertible Redeemable Preference Shares issued on private placement basis on a recognized stock exchange.
- The following data pertains to XYZ Ltd: Projected Sales ₹20,00,000, Creditors ₹3,00,000, Bank Borrowings ₹3,30,000, Current Assets ₹7,40,000. Assess the Working Capital requirement
- Discuss the procedural requirements which a listed entity needs to delegate to a Share Transfer Agent to deal with unclaimed shares.
- Explain the conditions and procedure to be adopted by a listed company to change its name as per Regulation 45 of SEBI (LODR) Regulations 2015.
- List out the standard material contracts to be attached with the copy of Offer Document delivered to ROC for an IPO.
- SEBI has given a good recognition to the Company Secretaries. Discuss this statement in light of SEBI Regulations 2015.
- Write a detailed note on NASDAQ.
- List out the documents to be submitted to Stock Exchange at the time of approval of finalization of basis of allotment in India.
- Prepare a Checklist of documents for listing of securities issued pursuant to the Rights Issue.
- Explain the procedure of Due Diligence as expected to be carried by a Merchant Banker for an IPO.
- Discuss the various segments of Main Market of London Stock Exchange.
- Regulatory Authorities require that the company must maintain the Asset Cover in respect of Debentures issued. Discuss this statement in context of provisions of SEBI (LODR) Regula
- Prepare quarterly and annually compliance calendars for listed SMEs.
- Discuss the various parameters to be covered for a successful Road Show for raising funds via an IPO.
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.