List out the standard material contracts to be attached with the copy of Offer Document delivered to ROC for an IPO.

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2021
List out the standard material contracts to be attached with the copy of Offer Document delivered to ROC for an IPO.

Answer & Explanation:

Under the SEBI Regulations as well as the provisions of the Companies Act, 2013, the copies of standard material contracts and documents for inspection are required to be attached to the copy of offer document delivered to ROC and said documents are also required to be made available for inspection at registered office of the Company from draft offer document stage till the closure of the IPO. The standard material contracts to be attached with copy of Offer Documents are as follows: Offer/Issue Agreement between Company, the Merchant Banker and Selling Shareholders (if any). Memorandum of Understanding or Agreement between Company and the Registrar to the Issue. Bankers to the Issue Agreement between Company, Merchant Banker and the Banker to the Issue. Underwriting Agreement between Company, Merchant Banker & other Underwriters (if any). Market making agreement between Company, the Lead Managers and the Marker Maker to the Issue (If applicable). Syndicate Agreement between Companies, Merchant Banker & Syndicate Members. Copy of Tripartite agreement entered into between Company, CDSL and the Registrar to the Issue. Copy of Tripartite agreement entered into between Company, NSDL and the Registrar to the Issue.

Topics: Initial Public Offer (IPO)

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