Neel Pharma Ltd. successfully completed its initial public offer (IPO). List the documents to be submitted on T+2 days for listing of IPO with Stock Exchanges.
CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · December 2024
Neel Pharma Ltd. successfully completed its initial public offer (IPO). List the documents to be submitted on T+2 days for listing of IPO with Stock Exchanges.
Answer & Explanation:
Documents to be submitted to stock exchanges by the company prior to listing under T+2 days category (i.e. within 2 working days from the closure of the issue) All due diligence certificates with SEBI by Merchant banker(s). Observation Letter issued by SEBI pursuant to filing of draft offer document. List of authorized signatories along with their specimen signatures. Confirmation from Lead Managers that devolvement notices have been sent to underwriters (applicable if the issue has devolved). Certificate from the Book Running Lead Manager(s) that the issue has received minimum subscription as specified under Regulation 45 (1) of SEBI (ICDR) Regulations, 2018. Confirmation from the company regarding the email ID for Investor Grievances as per Regulation 46 of SEBI (LODR), Regulations, 2015. Copies of all advertisements published in connection with the issue up to T+1 stage. Confirmation from the company stating that they have obtained authentication for SCORES from SEBI as per Regulation 13 of SEBI (LODR) Regulations, 2015.
Topics: Initial Public Offer (IPO)
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