CS Professional Corporate Funding & Listings in Stock Exchanges PYQ December 2024: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
December 2024
35 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (December 2024). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Maxima Limited proposes to issue a 5 crore specified securities offered @ ₹ 400 per share. The total specified securities offered, also include offer made to: Qualified Institution
- Maxima Limited proposes to issue a 5 crore specified securities offered @ ₹ 400 per share. The total specified securities offered, also include offer made to: Qualified Institution
- ABC Ltd. is considering a right issue by issuing one equity share against two existing equity shares to raise funds for financing a new project requiring ₹ 10 crore. The floatation
- ABC Ltd. is considering a right issue by issuing one equity share against two existing equity shares to raise funds for financing a new project requiring ₹ 10 crore. The floatation
- Ms. Roopa Engineer who graduated recently has a good knowledge of financial market. She planned some experiment under regulatory environment to start a Fin Tech start-up. Can she d
- The Real Estate Investment Trust (REIT) is an investment vehicle that invests in rent yielding completed real estate properties which has the potential to transform the Indian real
- SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2023 introduced 'Minimum Unitholding Requirement' for sponsors and sponsor groups of REIT. Explain the revised
- What do you understand by 'social impact fund' and 'social units' under SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2022?
- Briefly explain the provisions of Regulation 10 and Regulation 16 as per the amendment.
- Distinguish between Letter of Credit and Bank Guarantee.
- On the basis of the following information, calculate the operating cycle of Verna Trading Limited: Inventory as on 1st April, 2023-₹ 6,00,000 and as on 31st March 2024-₹ 4,00,000.
- Being the Company Secretary of XYZ Ltd., you decided to issue sweat equity shares to its employees. The company's Board decides to move a special resolution in its forthcoming AGM.
- The term 'Angel Investor' originated in the Broadway theatrical world, where plays were often financed by wealthy individuals rather than formal lenders, and payments were due only
- SEBI (AIF) (Second Amendment) Regulations, 2023 introduced a new category of Alternative Investment Fund (AIF), viz. Corporate Debt Market Development Fund (CDMDF). Explain in brie
- What are masala bonds? What are the advantages of issuing masala bonds? How do they differ from normal bonds?
- Who is an Anchor Investor in the context of Infrastructure Investment Trusts (InvIT)? How can Anchor Investors participate in the public issue of units of InvITs?
- Pinacle Ltd made a public issue in the month of March, 2023 of non-convertible debentures having face value of ₹ 1000 and carrying a coupon rate 9% per annum payable annually. The
- Several approvals are required for Issuance of ADRs/GDRs. Prepare the list of such approvals.
- What are the pre-requisites for initial offer of units by an Infrastructure Investment Trust (InvIT)? Is there a mandatory listing requirement under the InvIT Regulations?
- What is Green Shoe Option in IPO?
- Explain the provisions of SEBI (LODR) Regulations, 2015 related to role and responsibilities of Nomination and Remuneration Committee, its chairperson, composition, number of meeti
- List the annual compliance calendar for listed SME entities as per SEBI Listing Regulations, 2015.
- You are the Company Secretary of XYZ Ltd, which has recently listed on Bombay and National Stock Exchanges. The CEO of the company is eager to know the applicability of various cor
- You are the Company Secretary of XYZ Ltd, which has recently listed on Bombay and National Stock Exchanges. The CEO of the company is eager to know the applicability of various cor
- You are the Company Secretary of XYZ Ltd, which has recently listed on Bombay and National Stock Exchanges. The CEO of the company is eager to know the applicability of various cor
- You are the Company Secretary of XYZ Ltd, which has recently listed on Bombay and National Stock Exchanges. The CEO of the company is eager to know the applicability of various cor
- Prepare a checklist of documents required for granting approval under SEBI (LODR) Regulations, 2015, for companies proposing to issue GDRs/ADRs/FCCBs.
- Discuss the process of listing of GDRs on the Euro MTF.
- Neel Pharma Ltd. successfully completed its initial public offer (IPO). List the documents to be submitted on T+2 days for listing of IPO with Stock Exchanges.
- Write a brief note on NASDAQ.
- Explain briefly the due diligence procedure that a merchant banker is expected to carry out during an IPO.
- Every website of a listed company must contain statutory disclosures in terms of listing regulations. In this context, mention various management policies which should be dissemina
- Yeswanth Ltd is a listed company having all committees constituted in compliance with listing regulations. Its Audit committee has 5 directors, out of which four directors are inde
- What is the role of SCORES platform in Investor Grievance Redressal Mechanism of a listed company?
- Explain the term Catalist with reference to Singapore Exchange Ltd. (SGX). How does the Catalist listing process differ from Mainboard listing process at SGX?
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.