List the annual compliance calendar for listed SME entities as per SEBI Listing Regulations, 2015.

CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · December 2024
List the annual compliance calendar for listed SME entities as per SEBI Listing Regulations, 2015.

Answer & Explanation:

Compliance requirements for listed SME enterprises under annual compliance calendar: Regulation/Title Particulars/Timelines Regulation 7 (3) Compliance Certificate The listed entity shall submit a compliance certificate to the exchange, duly signed by both the compliance officer of the listed entity and the authorised representative of the share transfer agent within 30 days from the end of the financial year certifying that all activities in relation to share transfer facility of the listed entity are maintained either in house or by Registrar to an issue and share transfer agent registered with the SEBI. Regulation 33(3) Annual Financial results The listed entity shall submit annual audited standalone financial results within 60 days from the end of the financial year along with audit report and Statement on Impact of Audit Qualifications applicable only for audit report with modified opinion, to the stock exchange. Regulation 34 Annual Report The listed entity shall submit to the stock exchange and publish on its website the annual report along with the Notice of the Annual General Meeting not later than the day commencement of dispatch to its shareholders Regulation 40(9) Certificate The listed entity shall ensure that the share transfer agent and/or the in-house share transfer facility, as the case may be, produces a certificate from a practising company secretary within 30 days from the end of the financial year certifying that all certificates have been issued within thirty days of the date of lodgment for transfer, subdivision, consolidation, renewal, exchange or endorsement of calls/ allotment monies Initial Disclosure Requirements for Large Entities Within 30 days from the beginning of the financial year Annual Disclosure Requirements for Large Entities Within 45 days from the end of the financial year

Topics: Listing Regulations

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