Write a note on the periodical compliance calendar (not event based) under SEBI Listing Regulations, 2015.
CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · December 2021
Write a note on the periodical compliance calendar (not event based) under SEBI Listing Regulations, 2015.
Answer & Explanation:
The listed entity shall comply the following periodical compliances under the SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015, other than event based compliances: Regulation Reference Timeline Quarterly Compliance Regulation 13 (3) - Statement of Grievance Redressal Mechanism Within 21 days from the end of the quarter. Regulation 27(2)(a) - Corporate Governance Report Within 21 days from the end of the quarter. Regulation 31 (1) (b) - Shareholding Pattern Within 21 days from the end of the quarter Regulation 33 (3) (a) - Quarterly Financial Results along with Limited review report/Auditor's report Within 45 days from the end of the quarter. Half Yearly Compliance Regulation 23 (9) - Disclosures of Related Party Transactions Within 30 days from the date of publication of its standalone and consolidated financial results Annual Compliance Regulation 7(3) - Share Transfer Agent Within 30 days from the end of the financial year Regulation 24A - Secretarial Audit and Secretarial Compliance Report Within 60 days of the end of the financial year Regulation 33 (3) (d) - Annual Financial Results along with Auditor's Report Within 60 days from the end of the financial year Regulation 34(1) - Annual Report Not later than the day of commencement of dispatch to its shareholders. Regulation 40 (10) - Transfer or transmission or transposition of securities Within 30 days from the end of the financial year Initial Disclosure requirements for large entities Within 30 days from the beginning of the FY Annual Disclosure requirements for large entities Within 45 days of the end of the FY
Topics: Listing Regulations
Related Questions in this Topic
- Every website of a listed company must contain statutory disclosures in terms of listing regulations. In this context, m...
- List the annual compliance calendar for listed SME entities as per SEBI Listing Regulations, 2015.
- Give answer with reasons with reference to SEBI regulations on minimum application size for listing in SME and Innovator...
- Every website of a listed Company must contain statutory disclosures in terms of listing regulations. In light of this, ...
- ARY & Co. LLP, were the statutory auditors of Ambeaon Limited (a listed company), appointed for period of 5 years. After...