CS Professional Corporate Funding & Listings in Stock Exchanges PYQ December 2021: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
December 2021
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (December 2021). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Ultra-Information Services Limited, provides IT and ITES services. The Board of Directors of the Company want to go for Initial Public Offer (IPO) to raise funds for expansion of t
- The Board of Directors of Minto Limited wanted to set up a new production plant at Manesar. In the Board Meeting where the budgets were being discussed, one Director suggested that
- Explain minimum promoter's contribution to be brought in before public issue open under regulation 14(34).
- On the basis of the following information, calculate the operating cycle of Raksha Goods Limited : Particulars As at April 1, 2019 As at March 31, 2020 Inventory ₹ 4,00,000 ₹ 3,80,
- Somaskanda Printers Limited approached Support Bank, for working capital facilites. The projected annual turnover of the Company is ₹ 1,85,00,000. Explain the assessment of working
- Alphameter Technologies Limited has outstanding guarantees of ₹ 92 crore as on March 31, 2019. During the year, Company had given new guarantees of ₹ 8 crore to the Telecom Departm
- Bon wants to invest in Angel Funds. Explain how an investment can be made in an Angel Fund and in which type of undertakings an Angel Fund can invest. Can units of Angel Funds be l
- "Venture capital firms, finance both early and later stage investments to maintain a balance between risk and profitability." Explain early stage financing.
- Explain the meaning of 'Strategic Investor' as mentioned in the SEBI (Real Estate Investment Trusts) Regulations, 2014.
- Discuss the concepts "Seed funding" and "Private Equity".
- Whether 'Letter of Credit' (LC) and 'Letter of Guarantee' (LG) are one and same. Do you agree? If not, list out the points of differences between them.
- Outline the reporting requirements under External Commercial Borrowing (ECB) reporting framework.
- Mono Auto Limited raised ₹ 100 crores through an IPO with manufacturing of cars as one of its main objects. However due to economic downturn, the Company wants to change its object
- "The International Finance Corporation (IFC) is an international finanical institution that offers investment, advisory and asset-management services to encourage private sector de
- Dharmadhi Bank wants to issue Perpetual Non-Cumulative Preference Shares. Can a bank issue such instruments ?
- What are the criteria for listing of Security Receipts ?
- "The External Commercial Borrowings (ECB) proceeds can be parked abroad." Explain.
- The SEBI (LODR) Regulation, 2015 is applicable on which type of securities ?
- List out the points of 'Common Obligations for a Listed Entity' prescribed under the SEBI (LODR) Regulations, 2015.
- Atindra Financial Institutions Group started a new Company for Mutual Fund business. It has sought all the requisite approvals from various regulators. Few of the senior staff were
- Discuss the provisions contained in the SEBI (LODR) Regulations, 2015 relating to dissemination of information to Stock Exchanges on the matter of 'Corporate Insolvency Resolution
- Mr. Jayesh has been recently appointed as Company Secretary of Mahalingam Limited, a company listed on Bombay Stock Exchange (BSE). He wants to draft a dividend distribution policy
- Outline the provisions of Regulation 30 of SEBI (LODR) Regulations, 2015 regarding the criteria for determination of materiality of events and information.
- Explain the process of listing GDRs on the Euro MTF.
- Write a note explaining the provisions contained in SEBI (LODR) Regulations, 2015 in relation to 'Holding of Specified Securities and Shareholding Pattern'.
- Write a note on the periodical compliance calendar (not event based) under SEBI Listing Regulations, 2015.
- The Board of Diretors of Sujah Limited are planning to introduce an Employee Stock Option Scheme (ESOS) for select category of employees. The Board has requested the Company Secret
- ARY & Co. LLP, were the statutory auditors of Ambeaon Limited (a listed company), appointed for period of 5 years. After completion of two years, the auditors resigned as statutory
- Every website of a listed Company must contain statutory disclosures in terms of listing regulations. In light of this, list out the various information/policies which should be di
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.