The SEBI (LODR) Regulation, 2015 is applicable on which type of securities ?
CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · December 2021
The SEBI (LODR) Regulation, 2015 is applicable on which type of securities ?
Answer & Explanation:
These regulations shall apply to a listed entity which has listed any of the following designated securities on recognised stock exchange(s): specified securities listed on main board or SME Exchange or Innovators Growth Platform; Specified securities means 'equity shares' and 'convertible securities as defined under the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018. non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares; Indian depository receipts; securitised debt instruments; security receipts; units issued by mutual funds; any other securities as may be specified by the SEBI.
Topics: Listing Regulations
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