CS Professional Corporate Funding & Listings in Stock Exchanges PYQ December 2019: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
December 2019
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (December 2019). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- On the basis of following information, calculate the limit for Letter of Credit (LC) for the Financial Year 2019-20 of M/s Madhukar Enterprises: (i) Estimated Raw Material purchase
- Following data relates to M/s ABC Pvt. Ltd. : Particulars Amount (in lakh) Particulars Amount (in lakh) Creditors for purchases 200 Raw Material 380 Other Current Liabilities 100 W
- Explain the eligibility criteria for listing on Innovators Listing Growth Platform.
- Shaurya Ltd. a company dealing with glass molding and peripherals has plans to go public and raise ₹ 1,000 crores. They appoint CFQ Financial Services as their lead managers. The c
- As per SEBI Regulations, explain the eligibility criteria for the Public offer of Securitized Debt Instruments.
- Discuss the measures taken by Government and Regulators to develop a vibrant Corporate Bond Market in India.
- Distinguish between the following: (i) Bills Finance and Project Finance
- Distinguish between the following: (ii) Private Placement and Preferential Allotment
- Distinguish between the following: (iii) Commercial Paper and Inter Corporate Deposit.
- An established company maintaining power projects in India, raised ₹ 11,000 crores from Indian Stock market with an issue price of ₹ 450 (FV of ₹ 10 per share) on 15th January, 200
- Explain the circumstances under which an Investment Manager of an Infrastructure Investment Trust (InVIT) can apply to SEBI and the designated Stock Exchange for delisting of its u
- State the procedure laid out for issuance of ADRs/GDRs.
- "Achieving a prosperous, inclusive, resilient and sustainable Asia and the Pacific, while sustaining its efforts to eradicate extreme poverty" — Justify the mission of Asia Develop
- Explain the term 'Strategic Investor' with reference to the public issue of REITs and InVITs.
- Explain the categories of Private Equity Investment.
- Explain the relevant applicable requirements as specified by SEBI for an issuer proposing to issue Non-Convertible Redeemable Preference Shares to the public through the online sys
- Explain the conditions under which a bank can grant non-funded facilities to customers (not availing fund based facility from any bank in India).
- Explain the relevant SEBI Regulation regarding prior intimations to Stock Exchanges, which are required for Board Meetings, where certain proposals, e.g. financial results and fund
- Explain briefly the Professional Securities Market and the provisions relating to listing of Depository Receipts thereon.
- "If going public is a complex process, being public is all the more complex as it assumes tremendous responsibilities on the managements and promoters of the company once listed" C
- Explain the benefits to a company from listing its security on an international stock exchange.
- Explain the manner in which a listed entity, before issuing securities, shall obtain an 'in-principle' approval from recognised stock exchange(s).
- Explain the Regulatory Framework for an IPO and Scope of Due Diligence.
- Explain the requirements and process for listing of Shares/GDRs on the Euro MTF.
- For listing and trading on SME-Initial Public Offer (IPO), what are the documents to be submitted BEFORE T+4 days ?
- Bring out the differences between Bourse de Luxembourg (BdL market) and Euro MTF Market.
- Give the list of documents and information required to be submitted to holders of Non-Convertible Preference Shares.
- ABC is a company intending to issue Preferential Shares to Rakesh Bansal. List out the Pre-Issue Formalities for this Preferential Issue.
- Explain the role of "Nomads".
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.