ABC is a company intending to issue Preferential Shares to Rakesh Bansal. List out the Pre-Issue Formalities for this Preferential Issue.

Following are the Pre-Issue formalities for the Preferential Issue: Certified copy of the resolution passed by the Board of Directors of the company for the proposed preferential issue. Printed copy of notice of AGM/EGM. Where allotment is: for consideration other than cash: Certified copy of valuation report Certified copy of Shareholders Agreements. Certified copy of approval letters from FIPB and RBI if applicable. pursuant to CDR Scheme/ Order of High Court/ BIFR: Certified copy of relevant scheme/order pursuant to conversion of loan of financial institutions: Certified copy of the Loan Agreement executed by the company. Brief particulars of the proposed preferential issue. In case if the prior holding of the allottee is under pledge with banks/ financial institution(s), company needs to provide an undertaking/confirmations from the banks/financial institutions, company and allottee(s). Confirmation by the Managing Director/ Company Secretary. Certificate from Statutory Auditors/ Practicing Chartered Accountant/ Practicing Company Secretary. Pricing certificate by Statutory Auditor/ Practicing Chartered Accountant/ Practicing Company Secretary. In case the securities of the company are infrequently traded pricing certificate as prescribed under the SEBI (CDR) Regulation, 2018. Non-refundable processing fees.