CS Professional Compliance Management, Audit and Due Diligence PYQ June 2025: Question Paper and Available Answers
CS Professional
Compliance Management, Audit and Due Diligence
PYQS Series
June 2025
35 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Compliance Management, Audit and Due Diligence PYQS (June 2025). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Up to which date for the quarter from July to September 2024, ABC Ltd. shall file with the recognized stock exchange, a statement giving the Investors Complaint Statement as per Re
- What should be the number of Investors complaints resolved during the quarter, if the complaints at the beginning of the quarter were 15 and received during the quarter were 25 and
- Up to which date Quarterly Compliance Report on Corporate Governance as per Regulation 27 (2) will be furnished by ABC Ltd. to the stock exchange for the quarter October to Decembe
- What will be the last date up to which Quarterly Financial Results as per Regulation 33(3) of ABC Ltd. has to be submitted to the stock exchange for the quarter ending October to D
- Up to which date the Secretarial Compliance Report of the ABC Ltd. as per Regulation 24A of Secretarial Audit and Compliance Report will be furnished to the stock exchange for the
- MJ Ltd. a listed company, engaged P, a Practicing Company Secretary (PCS) for the pre-certification of e-forms related to certain corporate filings under the Companies Act, 2013. P
- SM Capital Ltd. was penalised by the Securities and Exchange Board of India (SEBI) for failing to comply with disclosure requirements under the Securities and Exchange Board of Ind
- DE Ltd. recently transitioned from physical document storage to a Cloud-Based Document Management System (DMS) to streamline record-keeping and improve its compliance system. While
- "Compliance Monitoring System (MCACMS Portal) in MCA 21 by the Ministry of Corporate Affairs (MCA) has made compliance process easier and it ensures regular enforcement of Complian
- VM Pvt. Ltd. engaged in wholesale trading, received ₹5,00,000 from a foreign investor in April and October 2016. As per the Foreign Exchange Management Act (FEMA) regulations, the
- TK & Associates LLP, a firm of practicing Company Secretaries, was engaged by KL Ltd. to certify certain regulatory filings under the Companies Act, 2013. Due to high workload, the
- Explain the documents which are considered as confidential and need complete privacy by any business house. What should be included in the confidential policy of the business house
- ST Ltd. failed to file annual returns, appoint independent directors, and report key Board resolutions on time. Regulatory authorities issued a show cause notice holding Company Se
- OS Pvt. Ltd. implemented a document control system to ensure its quality and compliance. However, during an internal audit, gaps were identified, including lack of operating logs,
- JK Ltd. engaged AK, a PCS, to certify its Annual Return (Form MGT-8) for FY 2023-24. During his review, AK identified material discrepancies, including non-disclosure of related pa
- GY Ltd. a publicly listed company, is in the process of securing a high-value government contract. The Company's Chief Financial Officer (CFO), under pressure to meet aggressive fi
- An auditor may be appointed either as a result of one-to-one communication between the auditor and the Management or through a tendering process followed by the Management. Discuss
- PT Pvt. Ltd., has a paid-up capital of ₹75 lakh and reserves of ₹7 crore. Over the last three consecutive financial years, immediately preceding the financial year under audit, its
- "Financial due diligence provides peace of mind to both corporate and financial buyers by analysing and validating all the financial, commercial, operational and strategic assumpti
- HY Ltd., a growing manufacturing company, initiated a performance assessment of its Internal Audit function to evaluate its alignment with business objectives and risk management p
- AR & Co., were the Secretarial Auditors of PQ Ltd. The audit was carried out by the team, as per the requirements of the Companies Act, 2013 covering various aspects including comp
- Following is the financial information of MM Ltd., an Indian Company : FY Net profit/loss (in ₹ crores) 2022-23 4.50 2023-24 4.90 2024-25 6.70 The turnover for the FY 2024-25 is ₹9
- Social auditing creates an impact upon governance. It values the voice of stakeholders, including marginalised/poor groups whose voices are rarely heard. Explain the benefits of So
- Define suspicion and how will the Secretarial Auditor proceed in case he has sufficient reasons to believe that there is any commission of fraud in the company?
- You have been appointed as an Auditor of a large manufacturing company and during review, you have noticed that there were several entries in the electronic records [maintained by
- UV Ltd., a listed entity, declared full compliances with regulations of the Securities and Exchange Board of India (SEBI) in its Annual Report, despite failing to disclose material
- KT Solutions Ltd., a technology-driven organization, is preparing for an Information Systems Audit aimed at evaluating the overall performance and regulatory compliance of its IT f
- A, T and K are partners in LMN LLP, a firm specialising in secretarial audits. A holds 1% paid-up share capital in a company JKL Ltd, where the nominal value of his shares is ₹80,0
- The Peer Reviewer is expected to examine the office systems and procedure with regards to Compliance Professional Service, including the training programmes for staff. Elucidate.
- AM & Co., the auditors of AT Ltd. plans to rely on a third-party valuation report for assessing the Company's financial position. Define Third Party and explain the considerations
- CK has been appointed a Secretarial Auditor of FP Pvt. Ltd, a rapidly growing company with diverse business operations. As a part of his role, he is responsible for all secretarial
- A quality review is an engagement that needs to be carried out in a manner that ensures the work performed by the Quality Reviewer and the review team meet the professional standar
- Should C communicate with the previous auditor ?
- Outline the process and key steps involved in determining materiality for the new audit engagement;
- Explain the risk assessment to be done for audits.
How to Prepare for CS Professional Compliance Management, Audit and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.