CS Executive Securities Laws and Capital Markets PYQ June 2022: Question Paper and Available Answers
CS Executive
Securities Laws and Capital Markets
PYQS Series
June 2022
41 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Securities Laws and Capital Markets PYQS (June 2022). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Grow India Ltd. has recently launched a Mutual Fund Scheme with the name 'GI Equity Multi Cap Scheme' with following details: Size of the Scheme: ₹200 lakh Face value of the unit:
- Grow India Ltd. has recently launched a Mutual Fund Scheme with the name 'GI Equity Multi Cap Scheme' with following details: Size of the Scheme: ₹200 lakh Face value of the unit:
- Grow India Ltd. has recently launched a Mutual Fund Scheme with the name 'GI Equity Multi Cap Scheme' with following details: Size of the Scheme: ₹200 lakh Face value of the unit:
- Saatvik is a Managing Director in a listed company as well as an Independent director in other three listed companies. One of the leading listed e-Commerce company offered him inde
- A Company is planning for Initial Public Offer of its equity shares. It has decided differential pricing for retail individual investors vis-a-vis QIBs. The proposed price for reta
- Kiyan International Ltd., is a listed entity on the leading stock exchange platform. It had appointed one Executive Promoter Director in 2019 on a monthly salary only. The company
- Kiyan International Ltd., is a listed entity on the leading stock exchange platform. It had appointed one Executive Promoter Director in 2019 on a monthly salary only. The company
- The facility of Application Supported by Blocked Amount (ASBA) introduced to protect the interest of investors for faster refund. SEBI has provided additional channels for making s
- E-voting by the shareholders in respect of all shareholders' resolutions is at a negligible level. SEBI has made certain changes in its regulation to make it more effective. Explai
- Due to growing numbers of startups in India, one of the leading listed startup has apprehension that the experienced employees may leave the company to get higher pay package. The
- The shares issued after the Initial Public Offering (IPO) of an unlisted company, out of options or SAR granted under any scheme prior to its IPO to its employees shall be listed i
- "The complaints related to trade, settlement and deficiency in services resulting into any financial loss to an investor, if not resolved amicably by the stock exchange, shall be r
- Akilesh, one of the Executive Director of a listed company has violated the provisions of Insider Trading Regulations of SEBI. The Adjudicating Officer has imposed penalty of ₹5 la
- With reference to the SEBI Regulations, explain with reasons, the eligibility for appointment of an Independent director in a listed company. (a) Aarav has given his office premise
- Leisure Hill Cottage Ltd., collected ₹500 crore from general public under its novel scheme, "Roaming Holiday". The scheme provides monthly instalments and upon completion of instal
- Amber Ltd. is a listed company on the leading stock exchange of the country. The company has substantial bank balances in the financial statement for the Financial Year 2020-21. Th
- Amar, one of the Independent directors of Ignite Colour Ltd., a listed company, intends to hold a meeting of Independent directors without inviting the Managing Director of the com
- An extract of Balance Sheet of Airrath Aviation Ltd., comprises of: Equity Share Capital: ₹30,00,000 of ₹50 each 12% Preference Share Capital: ₹5,00,000 of ₹500 each 14% Debenture
- An extract of Balance Sheet of Airrath Aviation Ltd., comprises of: Equity Share Capital: ₹30,00,000 of ₹50 each 12% Preference Share Capital: ₹5,00,000 of ₹500 each 14% Debenture
- MineGame Ltd., a gaming platform of a listed company comprises various subsidiaries, joint venture companies, associates and other related party entities forming an internal part o
- Answer the following with reference to SEBI Insider Trading Regulations by giving reasons: Does exercise of ESOPs/ESPS come under the definition of Trading under the Insider Tradin
- Answer the following with reference to SEBI Insider Trading Regulations by giving reasons: Can a CFO, who has not reported to the Board of Directors, act as a Compliance Officer an
- Answer the following with reference to SEBI Insider Trading Regulations by giving reasons: Can the company appoint more than one person as Compliance Officer under the regulation?
- MX Ltd. (Target Company) is a listed company. The company has 2 promoters, namely Namita and Sunita who holds paid up equity shares representing 29% and 40% respectively, making th
- MX Ltd. (Target Company) is a listed company. The company has 2 promoters, namely Namita and Sunita who holds paid up equity shares representing 29% and 40% respectively, making th
- MX Ltd. (Target Company) is a listed company. The company has 2 promoters, namely Namita and Sunita who holds paid up equity shares representing 29% and 40% respectively, making th
- The GreenWood Ltd. had launched a scheme named as Malamal scheme. The scheme entailed a one-time payment of ₹10,000 in lieu of a unit of 10 Teakwood trees with a holding period of
- The GreenWood Ltd. had launched a scheme named as Malamal scheme. The scheme entailed a one-time payment of ₹10,000 in lieu of a unit of 10 Teakwood trees with a holding period of
- The GreenWood Ltd. had launched a scheme named as Malamal scheme. The scheme entailed a one-time payment of ₹10,000 in lieu of a unit of 10 Teakwood trees with a holding period of
- Eknath, a risk averse investor is planning to take advantage of market rumour that in the upcoming budget, the Government is likely to announce some economic package including prod
- Eknath, a risk averse investor is planning to take advantage of market rumour that in the upcoming budget, the Government is likely to announce some economic package including prod
- Enumerate the general obligations and responsibilities of an Investment Adviser in Indian Securities Market.
- What would be the impact on validity of certificate in case of change in status or constitution of an Intermediary?
- Write short notes on the following : Repo and Reverse repo rate
- Write short notes on the following : Post Trade Surveillance
- Write short notes on the following : Vigil Mechanism
- Write short notes on the following : SARAL Account Opening
- Write short notes on the following : Alternative Investment Fund.
- Define derivative. Explain about Currency derivatives and Commodity derivatives.
- How can UPI as a payment option be used in the public issue?
- What is FED policy? How does a change in US Fed rate can impact India?
How to Prepare for CS Executive Securities Laws and Capital Markets
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.