Answer the following with reference to SEBI Insider Trading Regulations by giving reasons: Can the company appoint more than one person as Compliance Officer under the regulation?
CS Executive · Securities Laws and Capital Markets · PYQS · June 2022
Answer the following with reference to SEBI Insider Trading Regulations by giving reasons: Can the company appoint more than one person as Compliance Officer under the regulation?
Answer & Explanation:
Yes, a company may appoint more than one person as Compliance Officer under the SEBI (PIT) Regulations, 2015. In case of appointing more than one person as compliance officer they shall be held jointly and severally responsible.
Topics: Insider Trading
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