What types of information with respect to 'Maintenance of Professional Skills and Standards' are sought by Quality Review Board during the peer review of Practicing Company Secretary/Firm.

CS Professional · Secretarial Audit, Compliance Management and Due Diligence · PYQS · December 2022
What types of information with respect to 'Maintenance of Professional Skills and Standards' are sought by Quality Review Board during the peer review of Practicing Company Secretary/Firm.

Answer & Explanation:

Maintenance of Professional Skills and Standards Whether any partner/employee/associate of the Practice Unit (PU) who is a member of the Institute has received any order under Chapter V of the Institute of Company Secretaries Act, 1980 for Misconduct. If so, details thereof. Does the PU mandate that all Company Secretaries employed by it comply with the Guidelines for Compulsory Attendance of Professional Development Programmes by the Members issued by the ICSI? Is there an in-house mechanism for continuing professional education? Does the PU monitor the continuing professional education by way of maintaining records thereof? Does the PU sponsor the Company Secretaries appointed by it for various Professional Development Programmes organized by ICSI and other professional bodies? Does the PU maintain a repository/library/e-library containing case studies, Journals, magazines, books of interest, etc. for reference?

Topics: Secretarial Audit

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