As a Secretarial Auditor, state the activities which you shall concentrate during audit relevant to the SEBI (Share Based Employee Benefits) Regulations, 2014.
CS Professional · Secretarial Audit, Compliance Management and Due Diligence · PYQS · June 2023
As a Secretarial Auditor, state the activities which you shall concentrate during audit relevant to the SEBI (Share Based Employee Benefits) Regulations, 2014.
Answer & Explanation:
The activities of concentration during Secretarial Audit relevant to the SEBI (Share Based Employee Benefits) Regulations, 2014 are Schemes Implementation and Process Administration of Specific Scheme Eligibility for participation in scheme- a) Employee Stock Option Scheme (ESOS) b) Employee Stock Purchase Scheme (ESPS) c) Stock Appreciation Rights Scheme (SARS) d) General Employee Benefit Scheme (GEBS) e) Retirement Benefit Scheme (RBS) f) Sweat Equity Shares
Topics: Secretarial Audit
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