What are the confirmations need to be obtained by SME Platform under Chapter IX of SEBI (ICDR) Regulations 2018 from the Issuer Company and BRLM(s) (Book Running Lead Manager/ Lead Manager(s) at in principal approval sta

Answer 5(c) The SME Platform of a Stock Exchange need to obtain confirmation from the Issuer Company and BRLM (s)/ Lead Manager(s) that: The Company is eligible to make an issue under SEBI (ICDR) Regulations, 2018 and is in compliance with Regulation 228 and 230 of said regulations. For the proposed IPO, the Company is in compliance with the eligibility requirement for an SME to make an IPO as laid down under Regulation 229 of SEBI (ICDR) Regulations 2018. The Company is in compliance with the eligibility criteria of the Exchange for listing on BSE/ NSE SME Platform. (Point wise compliance with Exchange requirement shall be given as separate Annexure to the application.) There are no restrictive clauses in the Articles of Association (AOA) of the Company. The provisions of the Memorandum and Articles of Association (MOA) are not inconsistent with the clauses of the Listing agreement or any other applicable law, Rules or Regulations. For the proposed IPO, the company has complied with all the statutory requirements including requirements of the Companies Act, 2013, SEBI Act, RBI Guidelines, SEBI (ICDR) Regulations, 2018 etc. and no statutory authority has restrained the company from issuing its securities to public through IPO. The company has appointed as compliance officer in term of Regulation 244(8) of SEBI (ICDR) Regulations, 2018 and his/her contact details are provided.