List out the documents to be submitted to stock exchanges before T+5 days of closure of a public issue.
CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2025
List out the documents to be submitted to stock exchanges before T+5 days of closure of a public issue.
Answer & Explanation:
Documents to be submitted before T+5 days to S/E (i.e. within 5 working days from the closure of the issue) Certified true copy of the letter from Registrars and lead manager regarding dispatch of share/debenture/warrant certificates, allotment advice, refund orders, underwriting commission, uploading of electronic credit of Securities, uploading of ECS/NEFT/RTGS credits and brokerage warrants. Confirmation from the depositories regarding the credit of beneficiary accounts of the security holders. Certificate from the Registrar reconciling the total securities allotted with the total securities credited, and securities that have failed to be credited. Basis of allotment advertisement.
Topics: Listings in Stock Exchanges
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