Citing the relevant rules as per the Preservation Policy specified in the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI(LODR)] Regulations, 2015, indicate the date up to which
CS Professional · Compliance Management, Audit and Due Diligence · PYQS · June 2024
Citing the relevant rules as per the Preservation Policy specified in the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI(LODR)] Regulations, 2015, indicate the date up to which each of the following records should be preserved: Personal file of all live employees. Employee retired on 30th April 2022.
Answer & Explanation:
Regulation 9 and 30(8) of the SEBI (Listing Obligation and Disclosure Requirements) Regulation, 2015 states about Preservation of documents in regards to the Company. (v) Personal file of all live employees. Employee retired on 30/4/2022. Rule: Preserve shall be Permanent in nature. Ans: Company has to preserve it permanently.
Topics: Compliance Management
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