CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ June 2022: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
June 2022
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (June 2022). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- You are the Company Secretary of the newly formed company Star Infrastructure Ltd. Your chairman has asked you to prepare a compliance chart. What are the various points you would
- Differentiate Physical Data Room and Virtual Data Room.
- Murthy, an Indian resident and citizen of India, has incorporated one person company under the Companies Act, 2013 at Mumbai with a paid up share capital of ₹ 40 lakh. During the f
- Ashok, the Managing Director (MD) of XYZ Ltd., has observed that some confidential information has leaked in the company. MD has called the Company Secretary and asked him to prepa
- Who is a registered owner of shares of a company? Is registered owner different from beneficial owner ? What are the declarations to be filed by the registered owner/beneficial own
- What is a cyber fraud ? What is the difference between Phishing and Vishing ?
- Who is a Customer under Know Your Customer (KYC) ?
- Den Ltd. had a paid up share capital of ₹ 275 crore in the previous year 2021-22. Explain how a Practicing Company Secretary can prepare himself for such a big assignment before un
- Your client wants to set up a Bio-technology unit in Bengaluru. Describe the details of specific laws applicable to a Bio-technology industry.
- What are the various risks a company may face for non-compliance of law?
- Why are the following registers maintained in a company and under what rules ? CHG-7, MGT-2, MBP-3, SH-3, PAS-5.
- Illustrate the list of KYC documents to be submitted in respect of a Hindu Undivided Family (HUF).
- What do you understand by Social Audit ? State the implications of Social Audit.
- Beeta Ltd., where you are the Company Secretary, has got listed in BSE and NSE recently. The company has not constituted an audit committee of the board yet. Advise the company abo
- TQP Ltd. wants to amalgamate with the company RZP Ltd. As a Practising Company Secretary, explain about preparing the scheme of amalgamation and its contents.
- Explain the concepts of Integrity and Conflict of interest.
- 'The Peer reviewer is expected to examine the office systems and procedures with regard to compliance of attestation services provided by a practice unit.' Comment.
- Distinguish between Audit Plan and Audit Programme.
- State key differences between Ethics and Values.
- Explain reporting of specific event under Secretarial Audit Report.
- S Ltd. appointed M & Co., Chartered Accountants, as statutory auditors for the financial year 2021-22. During the audit, the statutory auditors have noticed fake and duplicate expe
- Indicate the scope of secretarial audit, which should be taken into consideration by a Practicing Company Secretary, to examine and report the compliance of various laws/regulation
- DEF Ltd. has to appoint the internal auditor for the financial year 2022-23. The company called a board meeting on 28th April, 2022 to appoint the internal auditor, but due to non-
- Claton Ltd., a Mumbai based company, started a make shift hospital in Mumbai suburbs to provide temporary Covid care facilities, which include creating health infrastructure for Co
- 'The audit process can be broadly grouped in three phases'. Prepare a note to substantiate the statement.
- Under what circumstances, the auditor should express modified opinion? Explain.
- Elucidate the term 'Emphasis of matter' giving suitable examples.
- SJ has started working in a practicing company secretary firm as a trainee. Explain to him about Current Audit File and its contents.
- How the evaluation of internal audit function can be helpful to the secretarial auditor in performance of his duties ? Describe.
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.