CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ December 2024: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
December 2024
32 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (December 2024). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- In a review meeting of XYZ Ltd, a company incorporated under the Companies Act, 2013, the Company Secretary was asked by the Managing Director to brief about the Disclosures to be
- RV group of companies are Healthcare Providers. They comprise of healthcare companies, including hospitals, clinics, and pharmaceutical companies. They are subject to stringent reg
- Explain the consequences of non-maintenance of record citing a leading case.
- Two Boeing 549 FLY airplanes crashed due to flaws in the aircraft's design and software. Investigations revealed that Boeing had failed to comply with regulatory requirements and t
- Apart from the master data, available at the MCA portal that can be resorted to mere reproduction of the particulars of charges in form of Search and Status Report is not sufficien
- A Search and Status Report should always be supported by expert observations on the charges created by the borrower in respect of the subject lender. It is necessary to peruse the
- Explain the Know Your Member (KYM) Proforma for ICSI Members indicating its purpose and procedure relating to its submission.
- Explain the role of a Company Secretary as a Secretarial Auditor in a company incorporated under the Companies Act, 2013 as well as in Certification Services except in representati
- As MCA-21 offers the facility to view documents and also search and other facilities of public documents. Some information are available free, some on payment of fees and certain d
- A Company Secretary in practice expresses his/her opinion on any report or statement given to any business or enterprise in which he/she, his/her firm, or a partner in his/her firm
- A Company Secretary in Practice before undertaking the work relating to pre-certification has not thoroughly read the requirements of the provisions of the Companies Act, 2013 and
- The role of a company secretary is not a clerical or limited to the secretarial one in the usual sense. Now the responsibilities of the company secretary have evolved from that of
- The Company Secretaries have played a vital role as a bridge between society and business. Explain with reference to role of Company Secretary as a Champion of Good Corporate Gover
- Indicate the key documents that the professionals are required to analyse in order to conduct the due diligence of documents in relation to listed companies while preparing the sea
- Eye Care, a leading manufacturer of optical and digital equipment, was involved in a cover-up of ₹ 100 billion in investment losses over three decades. As a result, audit was condu
- Exon India Limited, a subsidiary of a Foreign Multinational Company, was embroiled in one of the most high-profile corporate governance scandals. The company was accused of financi
- As the internal audit is concerned with an evaluation of both internal control as well as the quality of actual performance. The management of Young Ltd. was of the view that the i
- Explain any six criteria for suspension of the trading in the shares of the listed entities as per SEBI (LODR) Regulation, 2015.
- The audit checklist assists auditors in conducting a thorough, systematic and consistent audit. Outline the benefits of audit check lists in view of above statement.
- The working paper file contains the documents relating to the work performed by the auditor. Outline any six of such documents.
- Outline any six pre-requisites for the audit reporting.
- A social audit is a way of measuring, understanding, reporting and ultimately improving an organization's social and ethical performance. Explain the statement and implications of
- Urgent Pay Payment Systems, a payment processing company, experienced a data breach that compromised over 80 million credit and debit card numbers. The breach was attributed to the
- The terms of Audit Engagement may result from a change in circumstances affecting the need for the service or a restriction on the scope of Audit Engagement, whether imposed by Man
- What precautions the auditor should take while accepting the change ?
- The ICSA (UK) Code of Professional Ethics and Conduct comprises core principles for its members to follow. Explain.
- Explain Ethical Dilemma with two examples. "When tracked in a situation that the approach does not work, it can be resolved by a right versus right dilemma by finding the highest r
- Lemon Ltd. was involved in a banking fraud worth approximately ₹ 1,220 crores. The company was accused of siphoning off funds from loans provided by various banks, with the money a
- X is a Company Secretary in Practice and has more than 5 years post-qualification experience as company secretary. X wants to get himself empanelled as Peer Reviewer. Citing the re
- AB Ltd. wants to acquire XY Ltd. The areas required to be covered by auditors were financial statements, tax compliance, contracts, intellectual property, human resources, IT syste
- Adjudication at SEBI (Securities and Exchange Board of India) refers to the legal process by which SEBI, as a regulatory authority, investigates and resolves cases related to viola
- When a practicing professional in practice faces a conflict of interest during performing a professional service, explain the instances in which conflict of interest may arise and
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.