Indicate the key documents that the professionals are required to analyse in order to conduct the due diligence of documents in relation to listed companies while preparing the search and status report for the transactio
CS Professional · Secretarial Audit, Compliance Management and Due Diligence · PYQS · December 2024
Indicate the key documents that the professionals are required to analyse in order to conduct the due diligence of documents in relation to listed companies while preparing the search and status report for the transactions relating to the public issues, takeovers, mutual funds, buy back and debt offer.
Answer & Explanation:
Key documents to be analyzed while preparing the search and status report relating to the transactions undertaken by the company: 1. In case of Public Issues - Draft Offer Documents filed with SEBI Red Herring Prospectus filed with SEBI Final Offer Documents filed with SEBI 2. In case of Takeovers - Letter of Offer Formats as per SEBI (SAST) Regulations 2011 Other Documents 3. In case of Mutual Funds - Draft document Statement of Additional Information (SAI) Scheme Information Document (SID) Key Information Memorandum (KIM) 4. In case of Buybacks - Tender Offers Open Market through Stock Exchanges 5. In case of Debt Offer Document - Draft filed with SE Final filed with ROC
Topics: Due Diligence
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