CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ December 2023: Question Paper and Available Answers

CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS Series December 2023 41 Questions Indexed

ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (December 2023). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.

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Indexed questions

X & Y LLP had a turnover of ₹10 crore and the total obligations of contribution of partners was ₹40 lakh. The Designated/Managing Partner is of the view that the company does not r
Tarun got the membership on 30th June, 2014 as an Associates Member as well as the Certificate of Practice of the Institute of Company Secretaries of India. He has passed the Insol
There are some charges on the properties which are created/acquired by a foreign company, FT Ltd. Whether this transaction requires registration of charges? Give any two examples o
The Board of Directors (BOD) of CTZ Ltd. thinks that the documents, register, index, agreement, memorandum & minutes maintained by the company in electronic form, after getting it
State the relevant provisions in each of the following situations as per to the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI (LODR)] (
State the relevant provisions in each of the following situations as per to the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI (LODR)] (
State the relevant provisions in each of the following situations as per to the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI (LODR)] (
State the relevant provisions in each of the following situations as per to the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI (LODR)] (
State the relevant provisions in each of the following situations as per to the Securities Exchange Board of India (Listing Obligations and Disclosure Requirements) [SEBI (LODR)] (
"The strength of a folder and file naming convention under documents in electronic form is dependent on the proposed naming structure and the quality and quantity of the data eleme
"The strength of a folder and file naming convention under documents in electronic form is dependent on the proposed naming structure and the quality and quantity of the data eleme
SS Ltd. wants to appoint Pai as a Technical Director of the company. Pai has requested for a search report before becoming the Director of SS Ltd. in order to know more details of
Explain the three R's characteristics of Enhanced Due Diligence (EDD) in KYC along with the meaning of EDD.
LPK Ltd. alleged that the Good Corporate Governance demands compliances level that match the intentions of legislature, expectations of stakeholders and requirements of regulators.
You as a Company Secretary in Practice, are asked by your new client FFT Ltd. for restoration of ACTIVE non-Compliant company to the ACTIVE Compliant company in the records of Regi
You as a Company Secretary in Practice, are asked by your new client FFT Ltd. for restoration of ACTIVE non-Compliant company to the ACTIVE Compliant company in the records of Regi
You as a Company Secretary in Practice, are asked by your new client FFT Ltd. for restoration of ACTIVE non-Compliant company to the ACTIVE Compliant company in the records of Regi
S, a director of VCT Ltd. wants to know from you as an expert of Company Law for consequences for non-filing of Annual Return of the Company. Explain the provisions of the Companie
You are asked as a Company Secretary in whole time employment by the Chief Finance Officer of your company, PK Food Ltd., to list out the specific laws applicable to PK Food Ltd. e
FDF Company, an unlisted public company had paid-up share capital of ₹51 crore and turnover of ₹150 crore during the preceding Financial Year (FY) 2022-23. The company had outstand
Answer each of the following as per the amended rules i.e. Clarification on spending of CSR funds for "Har Ghar Tiranga" campaign (MCA General Circular No. 08/2022 dated 26th July,
Answer each of the following as per the amended rules i.e. Clarification on spending of CSR funds for "Har Ghar Tiranga" campaign (MCA General Circular No. 08/2022 dated 26th July,
Answer each of the following as per the amended rules i.e. Clarification on spending of CSR funds for "Har Ghar Tiranga" campaign (MCA General Circular No. 08/2022 dated 26th July,
Answer each of the following as per the amended rules i.e. Clarification on spending of CSR funds for "Har Ghar Tiranga" campaign (MCA General Circular No. 08/2022 dated 26th July,
P, an auditor of SPH Ltd. had conducted the audit for the previous period and is requested to conduct the audit for subsequent period as well. The period of engagement of the audit
Jai is a Fellow Member of the Institute of Company Secretaries of India and he was convicted by a competent court of USA. He is applying for Peer Reviewer. Advise him as an expert
Explain various types of civil quasi-judicial actions/proceedings, which the Securities and Exchange Board of India (SEBI) is empowered to initiate to protect the interest of inves
What are the main purposes for an interview in context of an audit ? Can all these purposes be used together at the same time? Briefly discuss.
Evidence gathering is an iterative process. Comment.
J is a Practicing Company Secretary. He had taken a personal loan of ₹75,00,000 from LKP Ltd. He has used such loan towards purchase of his house which has been mortgaged with LKP
Why Escrow Account is maintained and what are the partners to it? Calculate the escrow amount, if the consideration payable for an escrow account for a transaction under the public
A reckless waste of firm's assets by speculating on the stock market and incompetence/negligence in managing business of Lee Ltd., apart from omission, or perversion of truth and f
Decide the applicability of Secretarial audit of following companies for the year ending on 31st March, 2023 on the basis of information available as per latest audited financial s
Decide the applicability of Secretarial audit of following companies for the year ending on 31st March, 2023 on the basis of information available as per latest audited financial s
Decide the applicability of Secretarial audit of following companies for the year ending on 31st March, 2023 on the basis of information available as per latest audited financial s
R is a new female trainee in your firm, SKK Ltd. Explain her about the permanent file and its main contents in relation to auditor's working papers.
The Company Secretary in employment as well as in practice is entrusted to ensure the compliance of applicable Secretarial Standards and report on compliances. Elucidate.
As an exhaustive list of countervailing factors is not possible, so auditors strive to develop such characteristics in their audit firms, wherever possible to provide safeguards ag
S Ltd. was engaged in the business of providing services of tours & travels. The management of S Ltd. was very much worried, as the amount of resources used were out of proportion
Materiality consists of both quantitative and qualitative factors. Materiality is often considered in terms of monetary value but the inherent nature or characteristics of an item
ILFS fraud was the largest corporate fraud in India and triggered a slowdown in the economy. Elucidate the statement covering how fraud was perpetuated in this case.

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