CS Executive Securities Laws and Capital Markets PYQ June 2021: Question Paper and Available Answers
CS Executive
Securities Laws and Capital Markets
PYQS Series
June 2021
49 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Securities Laws and Capital Markets PYQS (June 2021). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- R is holding 2000 units of a equity-oriented scheme of a mutual fund and 1000 units of a debt scheme of a mutual fund. On 7th June, 2020 he is interested to redeem these units. Pre
- R is holding 2000 units of a equity-oriented scheme of a mutual fund and 1000 units of a debt scheme of a mutual fund. On 7th June, 2020 he is interested to redeem these units. Pre
- R is holding 2000 units of a equity-oriented scheme of a mutual fund and 1000 units of a debt scheme of a mutual fund. On 7th June, 2020 he is interested to redeem these units. Pre
- "Audit committee may grant omnibus approval for related party transactions." Elucidate the statement.
- You are the Company Secretary of Fortune India Limited, a listed company on the leading Stock Exchange. Your Managing Directors desires a list of yearly compliances under the listi
- "An open offer for acquiring shares once made shall not be withdrawn." Comment on the statement.
- Suzan Limited is in top 1000 listed companies. Referring to provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, the Board of directors seeks you
- Suzan Limited is in top 1000 listed companies. Referring to provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, the Board of directors seeks you
- Briefly explain the procedures followed by the Depository Participants with regard to issuance of Delivery Instruction Slips (DIS) and verification of the same.
- Differentiate between "Direct Route for ESOP" and "Trust Route for ESOP".
- "Trading plan is an exception to the general rule that an insider should not trade when in possession of unpublished price sensitive information". In the light of this statement, e
- Under what circumstances and how the recovery officer will proceed to recover the amount of penalty etc. imposed by adjudicating officer under the SEBI Act, 1992?
- SEBI (LODR) Regulations, 2015 as amended imposes an obligation on every listed company to constitute Nomination & Remuneration Committee and Risk Management Committee. Briefly expl
- SAARC Ltd., a company listed on nationwide two stock exchanges. It decided to delist its securities from both the stock exchanges. By complying all delisting regulations, the promo
- SAARC Ltd., a company listed on nationwide two stock exchanges. It decided to delist its securities from both the stock exchanges. By complying all delisting regulations, the promo
- What are the recognitions given to Company Secretary in Practice for providing various certifications/reports as required under SEBI (LODR) Regulations ? Explain briefly.
- Referring to the SEBI Insider Trading Regulations, answer the following: What is 'unpublished price sensitive information'?
- Referring to the SEBI Insider Trading Regulations, answer the following: State with reasons whether the following information is price sensitive: RBI has increased its Statutory Li
- Referring to the SEBI Insider Trading Regulations, answer the following: State with reasons whether the following information is price sensitive: The company is increasing its auth
- PQR Limited, a listed company, is intending to make buy-back of its equity shares. Referring to SEBI Buy-back Regulations, explain the following: The manner of deposit of amount in
- PQR Limited, a listed company, is intending to make buy-back of its equity shares. Referring to SEBI Buy-back Regulations, explain the following: How can an unregistered shareholde
- PQR Limited, a listed company, is intending to make buy-back of its equity shares. Referring to SEBI Buy-back Regulations, explain the following: What is time limit for completing
- Actnow Edge Limited, an unlisted company, is in the process of expanding its business. For expansion, it needs funds of ₹200 crore. For raising ₹200 crore, company has decided to b
- Actnow Edge Limited, an unlisted company, is in the process of expanding its business. For expansion, it needs funds of ₹200 crore. For raising ₹200 crore, company has decided to b
- Actnow Edge Limited, an unlisted company, is in the process of expanding its business. For expansion, it needs funds of ₹200 crore. For raising ₹200 crore, company has decided to b
- What do you mean by Enterprise value under SEBI Takeover code ? From the given information, calculate the Enterprise value of KRS Ltd. : Outstanding equity share capital ₹1,600 lak
- Wadhwani Enterprises Limited, an unlisted company, has decided to bring an initial public offer and filed a draft offer document with SEBI. The company is not able to correctly int
- Wadhwani Enterprises Limited, an unlisted company, has decided to bring an initial public offer and filed a draft offer document with SEBI. The company is not able to correctly int
- Portable Marketing Ltd., a listed company on stock exchange, having paid up capital ₹500 crore consisting of 50 crore equity share of ₹10 each. The Board of directors of company ha
- Portable Marketing Ltd., a listed company on stock exchange, having paid up capital ₹500 crore consisting of 50 crore equity share of ₹10 each. The Board of directors of company ha
- Portable Marketing Ltd., a listed company on stock exchange, having paid up capital ₹500 crore consisting of 50 crore equity share of ₹10 each. The Board of directors of company ha
- Portable Marketing Ltd., a listed company on stock exchange, having paid up capital ₹500 crore consisting of 50 crore equity share of ₹10 each. The Board of directors of company ha
- Karuna Ltd. made an Initial Public Offer (IPO) of equity shares in March, 2020 and was granted listing on stock exchange. Soon, thereafter, the promoters of the company started con
- Karuna Ltd. made an Initial Public Offer (IPO) of equity shares in March, 2020 and was granted listing on stock exchange. Soon, thereafter, the promoters of the company started con
- Karuna Ltd. made an Initial Public Offer (IPO) of equity shares in March, 2020 and was granted listing on stock exchange. Soon, thereafter, the promoters of the company started con
- Karuna Ltd. made an Initial Public Offer (IPO) of equity shares in March, 2020 and was granted listing on stock exchange. Soon, thereafter, the promoters of the company started con
- Aruna Steel Ltd. issued Bonds with the following terms: Issue price of the Bond: ₹1000 Coupon rate: 3% Maturity: 5 years Convertible into equity shares @ ₹500 per share Ivan had pu
- Good Luck Finance Ltd., a listed company issued 20 lakh equity shares of ₹180 each. The Company provided Green Shoe Option and Nishan was nominated as Stabilising Agent. On the dat
- Good Luck Finance Ltd., a listed company issued 20 lakh equity shares of ₹180 each. The Company provided Green Shoe Option and Nishan was nominated as Stabilising Agent. On the dat
- ABC Limited, a public company, has come with public issue of 15,00,000 equity shares through a book building process. The price band is ₹500-₹600. The following table shows demand
- Write short notes on the following: Key features of Preventive Surveillance
- Write short notes on the following: Debenture Trustee
- Write short notes on the following: Margins
- Write short notes on the following: Trading Mechanism
- Write short notes on the following: Foreign Portfolio Investor.
- What is future contract ?
- Akshay buys 500 shares of PQR Limited @ ₹210 per share on the stock exchange platform. In order to hedge the position, he sells 300 futures of PQR Limited @ ₹195 each. Due to fall
- What is bulk deal? State the difference between block deal and bulk deal ?
- What is inflation index? State the difference between wholesale price index (WPI) and consumer price index (CPI).
How to Prepare for CS Executive Securities Laws and Capital Markets
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.