You are the Company Secretary of Fortune India Limited, a listed company on the leading Stock Exchange. Your Managing Directors desires a list of yearly compliances under the listing regulations. Briefly list-out the yea
CS Executive · Securities Laws and Capital Markets · PYQS · June 2021
You are the Company Secretary of Fortune India Limited, a listed company on the leading Stock Exchange. Your Managing Directors desires a list of yearly compliances under the listing regulations. Briefly list-out the yearly compliances.
Answer & Explanation:
Yearly Compliances as per the SEBI (LODR) Regulations, 2015: SEBI (LODR) Regulations Title Particulars Time Limit 14 Annual Listing Fees The listed entity shall pay all such fees or charges, as applicable, to the recognised stock exchange(s), in the manner specified by SEBI or the recognised Stock Exchange (s). Within 30 days of the end of financial year 33(3) Financial Results The listed entity shall submit annual audited standalone financial results along with audit report and Statement on Impact of Audit Qualifications applicable only for audit report with modified opinion to the stock exchange. Within 60 days of the end of financial year 34 Annual Report The listed entity shall submit the annual report along with the Notice of the Annual General Meeting to the stock exchange. Amongst others, the annual report shall also consist the following: audited financial statements i.e. balance sheets, profit and loss accounts etc., and Statement on Impact of Audit Qualifications as stipulated in regulation 33(3)(d), if applicable business responsibility report by the top one thousand listed entities based on market capitalization (calculated as on March 31 of every financial year). Not later than the day of commencement of dispatch to its shareholders. 34(1)(b) Changes to the Annual Report In case any changes to the annual report, the revised copy along with the details of and explanation for the changes shall be sent Within 48 hours after the Annual General Meeting 36 Annual report to the Securities holders The listed entity shall send annual report to the holders of securities Not less than 21 days before the Annual General Meeting (in soft or hard copy)
Topics: Listing Obligations
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