CS Executive Capital Markets & Securities Laws PYQ June 2018: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
June 2018
28 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (June 2018). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Earnings per share of Alxa Piston Ltd. expected at the end of the year 2015-2016 is ₹18. The earnings per share in the year 2014-2015 is ₹16. The required rate of return is 25% p.a
- Narender purchased a bond with face value of ₹1,000 for ₹950. The coupon rate on the bond is 12%. If he sells the bond one year later for ₹960. Compute the holding period return fo
- The following is the information pertaining to the portfolio of Dolex Mutual Fund : Stock No. of Shares Current Market Price (₹) L&T 1,10,000 2,685.45 Cipla 3,12,000 259.95 Wipro 4
- Blue Line Shoe Company is contemplating a debenture issue on the following terms : Face Value ₹1,000 Term to Maturity 7 years Coupon Rate of Interest : Years 1-2 10% p.a. 3-4 12% p
- Explain the following: Tracking Stocks
- Explain the following: Option Contract
- Explain the following: Futures
- Explain the following: Hedge Funds
- Explain the following: Global Depository Receipts.
- What do you understand by "Application Supported by Blocked Amount (ASBA)"? How does it work in Initial Public Offer (IPO)? Describe.
- Securities Exchange Board of India (SEBI) permitted all classes of investors to short sell subject to the broad framework specified. Enumerate the broad framework for short selling
- An issuer may list its debt securities issued on private placement basis on a recognised stock exchange subject to specified conditions as per SEBI (Issue and Listing of Debt Secur
- Money market instruments mainly include government securities, securities issued by banking sector and securities issued by private sector. Briefly explain various instruments.
- SEBI has classified Alternative Investment Fund (AIF) into three broad categories i.e. Category I, Category II and Category III. Discuss key features of AIF categories.
- Indian companies are allowed to raise equity capital in the international market through the issue of ADR/GDR/FCCB/FCEB. Briefly discuss the regulatory framework of ADR & GDR in In
- Discuss the procedure for making an issue of Indian Depository Receipts under Rule 13 of the Companies (Registration of Foreign Companies) Rules, 2014.
- "The judgement is qualitative in nature and the role of the quantitative analysis is to help make the best possible overall qualitative judgement or opinion. The reliability of the
- "SEBI has been established with objective of protecting the interest of investors and to promote the development of and to regulate the securities market (SEBI Act, 1992)". Discuss
- "A company can raise funds from the primary market through different methods, different types of issues and by means of offer document and red herring prospectus". Enumerate.
- "The book building process is very transparent. All investors including small investors can see on an hourly basis where the book is being built before applying". Explain the offer
- "Right issue as identified in the SEBI Regulations is an issue of capital under Section 62 of the Companies Act, 2013 to be offered to the existing shareholders of the company thro
- "SEBI Complaints Redress System (SCORES) is efficient system of investor grievance redressal mechanism of SEBI". Discuss the statement and salient features of SCORES.
- Each registered intermediary should adopt written procedures to implement the anti-money laundering provisions as envisaged under the Anti Money Laundering Act, 2002. Explain the o
- Write notes on the following: Concurrent Audit
- Write notes on the following: Models of Depository
- Write notes on the following: Fast Track Issue
- Write notes on the following: Portfolio Managers and Custodian
- Write notes on the following: Registrar and Share Transfer Agents.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.