CS Executive Capital Markets & Securities Laws PYQ December 2017: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
December 2017
32 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (December 2017). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- ABC Ltd. a company whose equity shares are listed at BSE and NSE is seeking delisting of its equity shares from both the recognised stock exchanges. It provides an exit opportunity
- XYZ Ltd. is proposing to make a public issue of 400 crore equity shares through the book building mechanism where 50% of the issue size is required to be allotted to Qualified Inst
- XYZ Ltd. is proposing to make a public issue of 400 crore equity shares through the book building mechanism where 50% of the issue size is required to be allotted to Qualified Inst
- XYZ Ltd. is proposing to make a public issue of 400 crore equity shares through the book building mechanism where 50% of the issue size is required to be allotted to Qualified Inst
- Describe various schemes of mutual funds according to investment objective.
- Explain Sweat Equity Shares.
- Explain Capital Indexed Bonds.
- Explain Domestic and Offshore Hedge Fund.
- Explain Exchange Traded Funds.
- Explain Foreign Currency Convertible Bond (FCCB).
- The partly convertible debt instruments of ABC Ltd. are listed on BSE and NSE. ABC Ltd. is contemplating the roll over of the non convertible portion of the partly convertible debt
- Write a note on the Straight Through Processing Mechanism.
- What is the eligibility criteria for securing the different categories of membership within IOSCO? Describe.
- "Financial instruments that are used for raising capital resources are affected by the preference factors for choosing and it is different for issuers and for investor." Explain br
- "The rating methodology for non-banking financial services companies and rating of manufacturing companies are based on different model and factors." Explain.
- "Securities Lending and Borrowing describes the market practice whereby securities are temporarily transferred by one party (the lender) to another (the borrower) via an approved i
- The Surveillance department of the recognised stock exchange uses various tools to detect potential market abuses at a nascent stage in order to promote market integrity. In the li
- Who is the sponsor of a Real Estate Investment Trust? What are the provisions with respect to the holding of units by the sponsor in the REIT? Describe.
- SEBI in exercise of the powers conferred by Section 31 read with Section 21A of the Securities Contracts (Regulation) Act, 1956, Section 30, Sub-section (1) of Section 11 and Sub-s
- XYZ Ltd. made a public issue of equity shares in September, 2014 and sought listing of BSE and NSE. Soon, thereafter, the promoters of the company started contemplating a change in
- XYZ Ltd. made a public issue of equity shares in September, 2014 and sought listing of BSE and NSE. Soon, thereafter, the promoters of the company started contemplating a change in
- XYZ Ltd. made a public issue of equity shares in September, 2014 and sought listing of BSE and NSE. Soon, thereafter, the promoters of the company started contemplating a change in
- Trading plan is an exception to the general rule that an insider should not trade when in possession of unpublished price sensitive information. However, trading plan once made can
- Critically examine the following: An open offer for acquiring shares in the target company once made cannot be withdrawn.
- Critically examine the following: ETFs are a rapidly growing class of financial products.
- Critically examine the following: A listed entity shall not be allowed to change its name more than once.
- Critically examine the following: Warrant cannot be issued along with public issue or right issue of specified securities.
- Write notes on Offshore Derivative Instruments.
- Write notes on Nominated Investor.
- Write notes on Institutional Placement Programme.
- Write notes on Designated Depository Participant (DDP).
- Write notes on Syndicate Member.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.