CS Executive Capital Markets & Securities Laws PYQ December 2015: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
December 2015
32 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (December 2015). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Jai Ltd. announced issue of bonus shares in the ratio of 1:3 (i.e., one share for every three shares held). At present the face value of share is ₹10, current market price is ₹621.
- Somnath Ltd. has a share capital of 50,000 equity shares of ₹100 each. Market value is ₹250 per share. The company decides to make a rights issue to the existing shareholders in pr
- What is SME exchange? Explain the benefits of listing on SME exchange.
- Explain the following: Primary market is of great significance to the economy of a country.
- Explain the following: Credit rating is useful to both investors and issuers.
- Explain the following: Stock market indices are the barometers of stock markets.
- Explain the following: Participants in the money market.
- Explain the following: Venture capital funds invest in all types of securities.
- In capital market, a trustee is having a number of rights and obligations. Is it correct? Describe the rights and obligations of a trustee.
- Is there any advertisement code for mutual funds? Comment.
- What do you understand by alternative investment fund? How they are different from mutual funds?
- The debt market in India comprises mainly of two segments, i.e., the government securities market and corporate securities market. Discuss in brief.
- Explain briefly the roles and responsibilities of 'Registrar to an issue' in an initial public offer (IPO).
- Discuss the mechanism of securities lending and borrowing (SLB) schemes.
- Distinguish between the following: 'Hybrid funds' and 'hybrid instruments'.
- Distinguish between the following: 'FCCB' and 'FCEB'.
- Distinguish between the following: 'Benchmarked instruments' and 'pure instruments'.
- Explain briefly the following: Indian depository receipts
- Explain briefly the following: Share warrants
- Explain briefly the following: Futures and options.
- "SCORES is an organisation to measure the performance of limited companies." Comment.
- Nikhil Ltd., a listed company is confused about the composition of Board of directors, seeks your advice regarding the composition of Board of directors as per clause 49(II)(A) of
- Whether fast track issue can be proceeded just like an IPO or, are there any other conditions to fast track issue? Explain.
- Comment on the following: The Securities and Exchange Board of India Act, 1992 provides for prohibition of manipulative and deceptive devices, and insider trading.
- Comment on the following: A company cannot offer its shares at different prices to different sets of people in a particular public issue.
- Comment on the following: Book-building process of determining price of a public issue is preferred in case of initial public offer (IPO) while fixed price process is used for furt
- Comment on the following: Investor education and protection fund (IEPF) is set-up only for educating investors.
- Write notes on the following: Internal audit of stock brokers
- Write notes on the following: Investment adviser
- Write notes on the following: Immobilisation and dematerialisation
- Write notes on the following: Employee stock option scheme (ESOS)
- Write notes on the following: Escrow account.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.