Write notes on the following: Investment adviser

CS Executive · Capital Markets & Securities Laws · PYQS · December 2015
Write notes on the following: Investment adviser

Answer & Explanation:

"Investment Adviser" means any person, who for consideration, is engaged in the business of providing investment advice to clients or other persons or group of persons and includes any person who holds out himself as an investment adviser, by whatever name called. Investment advisers are those, who guide one about his or her financial dealings and investments. Investment advisers are governed by SEBI (Investment Advisers) Regulations, 2013.

Topics: Investment Professionals

Open in Interactive Practice Hub · Full Practice Hub · Chapter Weightage · More in this subject

Related Questions in this Topic