CS Executive Capital Markets & Securities Laws PYQ December 2014: Question Paper and Available Answers
CS Executive
Capital Markets & Securities Laws
PYQS Series
December 2014
28 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Markets & Securities Laws PYQS (December 2014). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- In a particular case, a target company issued 200 lakh warrants @ ₹100 per warrant to two promoters enabling them to get a right to have equity shares at a later date by paying ₹50
- The following information has been collected regarding two shares, Share-A and Share-B, trading at BSE on 18 th September, 2014 : Share-A Date Time Price (₹) No. of shares traded 1
- "The mutual funds have emerged as one of the important class of financial intermediaries which cater to the needs of retail investors." Discuss.
- "Government is an active player in the money market and in most of the economies it constitutes the biggest borrower in the market." In the light of this statement, explain the rol
- On 25 th January, 2013, XY Bank purchased a 91-day treasury bill maturing on 16 th March, 2013. The rate quoted by the seller is ₹99.25 per ₹100 face value. Compute the yield perce
- An Indian company is planning to issue sweat equity shares of a class of shares already issued. Explain the meaning of sweat equity and advise the company regarding the conditions
- What do you understand by IOSCO ? Briefly discuss the different membership categories of IOSCO.
- The following information is given : No. of rights shares offered : 6,000 No. of shares held : 3,000 Ex-right price : ₹32 Rights offer price : ₹25 Face value of share : ₹10 You are
- "As India is a preferred investment destination among international investors, the Government of India has introduced Indian depository receipts (IDRs) to facilitate listing by for
- "An individual cannot start a venture capital fund but a trust or a company can." In the light of this statement, list down the eligibility criteria for getting registered with SEB
- "Both foreign currency exchangeable bonds (FCEBs) and foreign currency convertible bonds (FCCBs) are convertible into equity shares." Since both are convertible into equity shares,
- Distinguish between 'Pay-in' and 'pay-out'.
- Distinguish between 'Certificate of deposits' and 'inter-corporate deposits'.
- Distinguish between 'French auction' and 'Dutch auction'.
- Explain briefly the 'Two-way fungibility scheme'.
- Explain briefly 'Investible fund'.
- Sunil, Company Secretary and Executive Director of a company, had bought shares of that company on behalf of his family members on the basis of unpublished price sensitive informat
- Explain the mechanism of offer for sale (OFS) through secondary market settlement.
- Critically comment on the following: A 'stock broker' or a 'sub-broker' shall not be liable for prosecution under the SEBI Act, 1992 for any violation.
- Critically comment on the following: Good governance in capital market has always been high on the agenda of SEBI.
- The shares of Runfast Ltd. were listed in Delhi Stock Exchange. The stock exchange delisted the shares of the company. The aggrieved company approaches you as a Company Secretary i
- "Securities Appellate Tribunal (SAT) shall have the same power as are vested in a civil court, for the purpose of discharging its functions." In the light of this statement, state
- As an aggrieved party, how do you lodge complaint in SCORES ?
- Comment on the following statements : "The depository system functions very much like the banking system."
- Comment on the following statements : "A company shall specify a trading period for trading in its own securities."
- Write notes on the following: Spot delivery contract
- Write notes on the following: In-person verification
- Write notes on the following: Conditional offer.
How to Prepare for CS Executive Capital Markets & Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.