CS Executive Capital Market and Securities Laws PYQ December 2024: Question Paper and Available Answers
CS Executive
Capital Market and Securities Laws
PYQS Series
December 2024
27 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Executive Capital Market and Securities Laws PYQS (December 2024). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- The Old Age Regional Stock Exchange (OARSE), once a vital financial hub, had gradually lost its significance in the face of a rapidly evolving financial market. Established decades
- ECOM Ltd. is one of the leaders in e-commerce business. Its Board has a strength of 12 directors excluding three Nominee directors (not liable to retire by rotation) and four indep
- A retail investor, Rajesh, invested in a mutual fund scheme but noticed irregularities in the fund's performance and management. Despite multiple attempts to resolve the issue with
- What are Credit Rating Agencies? What is the minimum net worth requirement for Credit Rating Agencies? Explain in brief the general obligations of Credit Rating Agencies.
- Buying a single share of any company is much riskier, as compared to buying the Exchange Traded Fund (ETF). Explain this statement, with reference to the understanding about ETF.
- Distinguish between Currency Derivatives & Commodity Derivatives.
- Green Tech Solutions, is a Tech Start-up Company. It develops eco-friendly energy storage systems. Founded in 2022, its promoters are focused on products relating to sustainable te
- You have been newly appointed SEBI consultant, for Techno AVR Ltd. This is a fintech Start-up company incorporated in 2010 under the Companies Act 1956. Their management, is seekin
- TechGlobal Corp is a multinational technology company, it decided to acquire a significant stake in a promising Indian start-up, RecreateX Ltd, but it is a listed company with NSE.
- List down the institutions recognised as Qualified Institutional Buyer under the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018.
- Rohit is a regular investor in the market, electronically holding one thousand equity shares with special voting right shares of Growmore Ltd. He made a request for rematerialisati
- Gelwel Ltd, a Bombay Stock Exchange listed company, received a penalty order [dated 9th September 2024] from the stock exchange for default in compliances on 10th December 2024. Be
- Explain the guidelines issued by SEBI, for returning of the draft offer document and its resubmission relating to issue of Capital and Disclosure Requirements.
- Differentiate between Initial Public Offer (IPO) and Further Public Offer (FPO). Which entities are not entitled to make an Initial Public Offer (IPO).
- Zubin has been declared by a private bank PB Ltd, as a willful defaulter under SEBI (Substantial Acquisition of shares and Takeovers) Regulations, 2011. But, he is interested to ac
- ABC Ltd. is an auto component manufacturing company, incorporated under the provisions of the Companies Act, 2013. This company is listed on Bombay Stock Exchange. The paid up capi
- Money Plus Ltd. manages a mutual fund. The details of the mutual fund is as follows: Value of invested securities: ₹7.5 crore Cash and cash equivalents: ₹1.5 crore Accrued income:
- Sun & Moon Ltd. is a Mumbai based construction company. The company is listed in National Stock Exchange. The extract of the balance sheet of Sun & Moon Ltd. is as follows: Equity
- Zenith Wealth Management is a leading collective investment management company, dedicated to delivering exceptional financial services. Its focus remains on data-driven strategies
- Write short notes on the following: Asset Management Company
- Write short notes on the following: Frequently Traded Shares
- Write short notes on the following: Trust Deed under SEBI (Issue & Listing of Non-Convertible Securities) Regulations, 2021
- Write short notes on the following: Code of conduct of Mutual Fund
- Write short notes on the following: Continual disclosures under SEBI (Prohibition of Insider Trading) Regulation, 2015.
- What is the meaning of Holding Period Return? Calculate holding period return for an unit holder who bought a unit at ₹24.60 and received a dividend of ₹3 per unit during the perio
- PQR Ltd. is a pharmaceutical company, whose equity shares are listed on BSE. Company management wish to issue sweat equity shares in accordance with provisions of the Companies Act
- ABC Limited, is a newly formed manufacturing company by a prominent industrial house. Within 3 years of its incorporation, it has issued its first bonus shares. Considering its ove
How to Prepare for CS Executive Capital Market and Securities Laws
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.