As a Company Secretary in Practice, state the role played by you in relation to 'certification' under clause 47(c) of the listing agreement of your client company.

CS Professional · Advanced Company Law and Practice · PYQS · June 2016
As a Company Secretary in Practice, state the role played by you in relation to 'certification' under clause 47(c) of the listing agreement of your client company.

Answer & Explanation:

As per Reg 40 (8) of SEBI (LODR) Reg, 2015 the listed entity shall ensure that the share transfer agent and/or the in-house share transfer facility, as the case may be, produces a certificate from a practicing company secretary within one month of the end of each half of the financial year, certifying that all certificates have been issued within thirty days of the date of lodgement for transfer, sub-division, consolidation, renewal, exchange or endorsement of calls/allotment monies. The listed entity shall ensure that certificate shall be filed with the stock exchange(s) simultaneously. Role of Company Secretary To check the Register of transfer To check register of member To check the minutes of Board Meeting in which transfer are approved.

Topics: Listing Regulations

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