Explain any 5 (five) "Event based compliance requirements" related to SME Listed entities.

Event Based Compliances related to SME Listed Entities S. No. Regulation reference Timeline 1. Regulation 7(5) – Intimation of appointment of Share Transfer Agent Within 7 days of Agreement with RTA 2. Regulation 28 (1) - In-principle approval Prior to Issuance of Security. 3. 29(1) (a) –Prior Intimations of Board Meeting for financial Result. At least 5 clear days in advance (excluding the date of the intimation and date of the meeting). 4. Regulation 29 (1) (b) to (f) – Prior intimation of Board meeting for Buyback, Dividend, Raising of Funds, Voluntary Delisting, Bonus etc. At least 2 clear working days in advance (excluding the date of the intimation and date of the meeting). 5. Regulation 29(3) –Prior intimation of Board Meeting for alteration in nature of securities etc. At least 11 clear working days in Advance. 6. Regulation 30 (6) – Disclosure of events specified in Part A of Schedule III (Material events) Not later than twenty four hours from occurrence of event. 7. 30(6) – Disclosure of events specified in sub-para 4 of Para A of Part A of Schedule III. Within 30 minutes of conclusion of board meeting. 8. Regulation 31(1)(a) – Shareholding Pattern prior to listing of securities One day prior to listing of securities. 9. Regulation 31(1)(c) – Shareholding Pattern in case of capital restructuring Within 10 days of any change in capital structure exceeding 2% the total paid up share capital. 10. 31(A)(2) – Disclosure of class of shareholders and conditions for reclassification. Prior approval. 11. Regulation 37(2) – Draft Scheme of arrangement & Scheme of arrangement. Prior approval before filing with Court. 12. Regulation 39(3) - Loss of share certificates and issue of the duplicate certificates Within two days of getting information. 13. 42(2) – Record date or Date of closure of transfer books. At least 7 clear working days in advance (excluding the date of intimation and the record date). 14. 42(3) – Record date for declaring dividend and / or cash bonus. At least 5 clear working days in advance (excluding the date of intimation and the record date). 15. Regulation 44(3) - Voting Results Within two working days of conclusion of Meeting 16. Regulation 45(3) – Change in name Prior approval from Stock Exchange before filing application with Registrar of Companies.