You are the Company Secretary of M/s Horizons Limited, a public unlisted company undergoing high growth phase and seeking funds for expansion. The company is considering a public issue of shares to raise capital. The Man
CS Professional · Corporate Funding & Listings in Stock Exchanges · PYQS · June 2025
You are the Company Secretary of M/s Horizons Limited, a public unlisted company undergoing high growth phase and seeking funds for expansion. The company is considering a public issue of shares to raise capital. The Managing Director of M/s Horizons Ltd. has asked you to list the material contracts required for the public issue. In view of the above, mention the key contracts necessary for proceeding with the public issue.
Answer & Explanation:
Material Contracts Documents which would be required for the public issue for raising capital: Offer/Issue Agreement between Company, the Merchant Banker and Selling Shareholders (if any). Memorandum of Understanding or Agreement between Company and the Registrar to the Issue. Bankers to the Issue Agreement between Company, Merchant Banker and the Banker to the Issue. Underwriting Agreement between Company, Merchant Banker & other Underwriters (if any). Market Making agreement between Company, the Lead Managers and the Marker Maker to the Issue (If applicable). Syndicate Agreement between Company, Merchant Banker & Syndicate Members. Copy of Tripartite agreement entered into between Company, CDSL and the Registrar to the Issue. Copy of Tripartite agreement entered into between Company, NSDL and the Registrar to the Issue.
Topics: Corporate Funding & Listings
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