You are a freshly qualified Company Secretary. During an interview for the position of Company Secretary in a listed company the Managing Director has asked you: Functions of a Secretary in a listed company as compliance

CS Executive · Company Law · PYQS · June 2024
You are a freshly qualified Company Secretary. During an interview for the position of Company Secretary in a listed company the Managing Director has asked you: Functions of a Secretary in a listed company as compliance officer;

Answer & Explanation:

As per clause (1) of Regulation 6 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, a listed company is required to appoint the company secretary to act as 'Compliance Officer', who will be responsible for the following - ensuring conformity with the regulatory provisions applicable to the listed entity in letter and spirit. co-ordination with and reporting to the Board, recognised stock exchange(s) and depositories with respect to compliance with rules, regulations and other directives of these authorities. ensuring that the correct procedures have been followed that would result in the correctness, authenticity and comprehensiveness of the information, statements and reports filed by the listed entity. monitoring email address of grievance redressal division as designated by the listed entity for the purpose of registering complaints by investors.

Topics: Company Secretary

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