Write short notes on the following: Regulatory functions of the SEBI

CS Executive · Securities Laws and Capital Markets · PYQS · December 2024
Write short notes on the following: Regulatory functions of the SEBI

Answer & Explanation:

Regulatory functions of the SEBI SEBI functions are basically performed to keep a check on the functioning of the business in the financial markets, including: Designing guidelines, regulations and code of conduct for the proper functioning of financial intermediaries and corporate, Regulation of takeover of companies, Conducting inquiries and audit of exchanges, Registration of brokers, sub-brokers, merchant bankers etc., Levying of fees, Performing and exercising powers, Register and regulate credit rating agency.

Topics: SEBI

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