Registrars and Share transfer Agents (RTA) ease the burden of a listed entity on day-to-day resolution of matters pertaining to the securities. State in brief, the pre and post issue activities performed by an RTA.

Registrars and Share transfer Agent means the person appointed by a body corporate or any person or group of persons to carry on the various activities as prescribed under the SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993. Pre-issue Activities: Sending instructions to Banks for reporting of collection figures and collection of applications. Providing practical inputs to the Lead Manager and Printers regarding the design of the Bid cum-Application form. Facilitate and establish information flow system between clients, Banks and Managers to the issue. Liaisoning with Regulatory Authorities such as SEBI & Stock Exchanges. Post Issue Activities: Data capturing & validation, Reconciliation, Provide Allotment Alternatives in consultation with Client/ Merchant Banker and Stock Exchanges, Facilitating Listing, Uploading of data to the Depositories for crediting of securities electronically, Dispatch of Refund orders/ Share Certificates /Credit Advise, Periodic Report submission to Regulatory Authorities, Reconciliation of Refund payments, Attending to post issue Investor queries, Web-based investor enquiry system for allotment / refund details.