CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ June 2017: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
June 2017
33 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (June 2017). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Raj Mani Hadlooms Ltd., an unlisted Public Company, having paid-up Capital of ₹18 Crore, has seven Members. Shri Raj and Shri Mani are the Promoters of the company and their aggreg
- As a Secretarial Auditor, design a check list for being applied to verify the compliance of applicable provisions of the Act with respect to the variation of rights of preference s
- While conducting a Secretarial Audit, what particulars and records have to be verified to audit the corporate guarantee given by Subse Mehanga Textile Garments Limited to Universal
- What is meant by Board Process? What are the major decisions to be taken as part of the Board Process leading to an in principle decision to go for an initial public offer?
- Next Annual General Meeting of Apolo Ltd., a BSE Listed Company, is scheduled to be held on 14th September, 2016. The Notice was sent to all the members, Stock Exchange, Directors
- The Director (HR) of ABC Ltd. has desired for renovation and modernization of Admin Building situated at Bric Complex, New Delhi. There was special instruction for transfer/destroy
- SCP II a Mauritius body corporate intends to transfer all its shares in System Automation India Private Limited, Hyderabad to Orchard III, a body corporate having its registered of
- The object clause of Vikram Engineering Ltd. was changed in year 2016-17. The company had made an initial public offer in the year 2015-16. Enumerate the list of documents to be ch
- Rohan Ltd., a public company is having a paid up capital ₹40 crore and a turnover of ₹490 crore. Advise whether the company is required to go for Internal Audit and briefly explain
- Say True or False : Issuing Foreign Currency Convertible Bonds (FCCBs) under Automatic Route with attached warrants is not permitted.
- Say True or False : For the purpose of issue of Depository Receipts, a special resolution passed under section 62 of the Companies Act, 2013 is not sufficient to satisfy the specia
- Say True or False : Unless the size of money invested by foreign investors through Global Depository Receipts exceeds the limits for Foreign Direct Investment under Automatic Route
- Say True or False : The proceeds of issue of ADRs/GDRs under a scheme of sponsored ADRs/GDRs need to be repatriated to India within a period of one year.
- Say True or False : Overseas Custodian Bank is a Indian Commercial bank established in the Public Sector by the Government of India.
- Explain the Institutional Placement Programme.
- Explain the persons who are qualified to act as debenture trustees for a series of non-convertible unsecured debentures proposed to be issued by Company going to be listed under SE
- Mention the important conditions to be followed by the Directors of the Target Company under Regulation 24 of the Securities and Exchange Board of India (Substantial Acquisitions a
- The Annual Financial Statements of Shri Ram Textiles Ltd. for the Financial Year 2015-16 were approved on 17th May, 2016. The Auditors' Report on Financial Statements was received
- Briefly explain 'reservation on competitive basis' under SEBI (ICDR) Regulations 2009. Mention the conditions subject to which the reservation on competitive basis could be made un
- Sunlight Ltd. and Moonlight Ltd. have entered into a Joint Venture Agreement (JVA). Pursuant to provisions of JVA, a Joint Venture Company (JVC) shall be incorporated to run the So
- OK Tyre Co. Ltd. is planning to set up a plant for manufacturing of Tyres in Singur at Hugli district, West Bengal. As a member of team of Senior Management, can you prepare a note
- Explain the role of the Board of Directors in doing their oversight function on the subject of Compliance Management. How Company Secretary of the Company could play a significant
- Explain the points to be observed in relation to Liquid and Solid Wastes as per Environmental Management Plan (EMP).
- State the time limit under the SEBI (Listing Obligations and Disclosure Requirements) 2015 for submitting a statement to the stock exchanges showing holding of specified securities
- ADLAP Infra Project Ltd. is in process of Initial Public Offer of ₹450 Crore. M/s SPMG, is being appointed for due diligence in respect of Project of ADLAP. As the Company Secretar
- Write short notes on the following: National Green Tribunal Act, 2010
- Write short notes on the following: Checklist for Compliance of Terms of Insurance in Due Diligence for Banks
- Write short notes on the following: Risk Management Committee.
- Define the following terms : Wilful default
- Define the following terms : "Specified Securities" under SEBI (ICDR) Regulation, 2009.
- Stable Ltd. is being merged in Growing Ltd. As a Practicing Company Secretary, what are the information required to check if there is cross holding of Directors of the Transferee a
- Hindustan Zinc Ltd. has issued the tender for developing Compliance Software for the Company. Webscroll Co. Ltd. was the successful bidder giving lowest price bid. As a Compliance
- The Competition Commission of India has received a complaint that the combination proposal of Tina Ltd. and Meena Ltd. is going to have an appreciable adverse effect on competition
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
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