CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQ December 2017: Question Paper and Available Answers
CS Professional
Secretarial Audit, Compliance Management and Due Diligence
PYQS Series
December 2017
29 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Secretarial Audit, Compliance Management and Due Diligence PYQS (December 2017). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- Mr. Alok Kumar, retired Chairman of South Bank Ltd., is recently appointed as Independent Director of Trans Power Limited, a Listed Company for the period of 3 years. While submitt
- You are recently appointed as Secretarial Auditor of Alloy Tools Limited, an unlisted public company for Secretarial Audit for financial year 2017-18. What are the specific events/
- During the Secretarial Audit, it was pointed out that Shri S.R. Upadhay, the shareholder of the Company, holds shares as nominee of Bhaumik & Co. LLP, a Limited Liability Partnersh
- How would you identify, check and verify, the compliance of applicable statutory provisions adherence to good corporate governance during the Secretarial Audit of S.S. Telecom Comp
- The Board of Directors of MCM Ltd. has appointed M/s Famine Supply Ltd. as contractor to supply the meal packages to its workers of the Steel Plant, through resolution passed by ci
- Shriram Power Limited has signed a Power Supply Agreement with Government of Maharashtra. While applying for Environment Clearance, the Ministry of Environment and Forest has issue
- With respect to Secretarial Standards on General Meeting (SS 2), prepare the check points of Secretarial Audit for followings : (1) Withdrawal of Resolution, (2) Rescinding of Reso
- While conducting Secretarial Audit, how would you verify that the constitution of Board of Directors is proper and well balanced ?
- The Board of Directors of ABC Ltd., an unlisted public company, has decided to issue and allot the 500000 Equity Shares of ₹ 10 each to XYZ Housing Finance Ltd. at a premium of ₹ 3
- TMT Lab (India) Limited invested ₹ 240 Crore in various mutual funds. Though this investment was made through TMT CPF Trust and the investments are not hold in the name of the Comp
- Elaborate the environmental, economic and social factors, which are to be recognized while setting up an Industry.
- List out the points to be checked in case of due diligence of delisting of Indian Depository Receipt.
- All businesses have a duty to act lawfully, particularly compliance with Competition Law, is the most important aspect for growing economy. In light of this, explain the need for C
- Super Product Agro Ltd. is proposed to be merged in Geetanjali Ayurved India Ltd. What are the check points to be observed in due diligence with respect to payment of consideration
- What are the documents / aspects to be looked into while carrying out legal due diligence with respect to followings : (1) IPR / Patent / R&D Details, (2) Material Contracts.
- What are the restrictions on allotment of securities under Regulation 86 of the SEBI (ICDR) Regulations, 2009.
- The Equity Shares of Bharat Coal Ltd. are held by Central Government through its concerned ministry, Ministry of Coal. The Joint Secretary of coal, who is the Chairman of the Compa
- Prepare a detailed note on Data Room and advantage of Virtual Data Room.
- Define the Cultural Due Diligence. How would you address the cultural difference during the merger ?
- "The objective of Compliance Programme Template is to help the secretarial auditor in evaluating the critical aspects of compliance management." Explain.
- Compliance under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 includes event bases/continual disclosures; and opening of an Escrow Account is one of imp
- Write the short notes on following: Need of Legal Due Diligence
- Write the short notes on following: When Dominance gets abused
- Write the short notes on following: Scheme of Sponsored ADRs/GDRs.
- Define the following terms: Corporate Culture
- Define the following terms: SME Exchange.
- What are the areas to be avoided while setting up an industry as per guidelines issued by Ministry of Environment and Forest ?
- What is the Search and Status Report. What are the points to be considered while finalizing the Search and Status Report ?
- What information should be given in the Public announcement under regulation 15 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
How to Prepare for CS Professional Secretarial Audit, Compliance Management and Due Diligence
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.