CS Professional Corporate Funding & Listings in Stock Exchanges PYQ June 2024: Question Paper and Available Answers
CS Professional
Corporate Funding & Listings in Stock Exchanges
PYQS Series
June 2024
32 Questions Indexed
ICSI Examination Archive & Suggested Answers: This directory contains indexed questions from the paper for CS Professional Corporate Funding & Listings in Stock Exchanges PYQS (June 2024). Open the source paper and available answers. Older sessions follow the syllabus and statutory provisions applicable to their examination year.
Indexed questions
- BDE Ltd. has its equity shares listed on both the National Stock Exchange (NSE) and Bombay Stock Exchange (BSE), with total outstanding long-term borrowings amounting to ₹1,000 Cro
- Regulation 102 of SEBI (ICDR) 2018 stipulates certain conditions that make companies ineligible to make a Follow-on Public Offer (FPO). Which are those conditions ? Explain in brie
- RST Ltd is preparing to issue a 10 crore specified securities offered at ₹600 per share. The total specified securities also include offer made to: Qualified Institutional Buyers (
- RST Ltd is preparing to issue a 10 crore specified securities offered at ₹600 per share. The total specified securities also include offer made to: Qualified Institutional Buyers (
- What are the differences between Sponsor of an InvIT and Promotor of a Company ?
- SEBI amendment introduced framework for 'Accredited Investor' as per SEBI (Alternative Investment Funds) (Third Amendment) Regulations, 2021. Who is 'Accredited Investor' as per am
- SEBI (LODR) Regulations 2015 provides that prior intimation is required to be given to Stock Exchange about the meeting of Board of Directors for proposals to issue of bonus shares
- How is the day count dealt with under SEBI (Issue and Listing of Debt Securities) Regulations, 2018, in normal situation and in case of a leap year? In the light of the above conve
- DAL Ltd is in urgent need of funds and hence decides to discount its invoices worth ₹2 crore which are due in the next 2 months. Blue Ltd factor is ready to make a payment of 80% o
- SCL Ltd has outstanding bank guarantee of ₹325 Lakh as per Audited Balance Sheet of March 31, 2023. During the year 2023-24 the Company availed additional bank guarantee of ₹125 la
- Briefly explain the following in relation to the issue of ADR (American Depository Receipts) & GDR (Global Depository Receipts) as per provision under companies (Issue of Global De
- Briefly explain the following in relation to the issue of ADR (American Depository Receipts) & GDR (Global Depository Receipts) as per provision under companies (Issue of Global De
- Shark Ltd a company with an innovative business idea is in the process of raising funds for its upcoming new project. The management of the Company has proposed to raise funds thro
- Bhola Ltd a listed company would like to introduce a share-based employee welfare or employee benefit scheme as per SEBI (Share Based Employee Benefits and Sweat Equity) Regulation
- Bhola Ltd a listed company would like to introduce a share-based employee welfare or employee benefit scheme as per SEBI (Share Based Employee Benefits and Sweat Equity) Regulation
- External Commercial Borrowing (ECB) can be made only for permitted purposes as per FEMA guidelines. What is ECB ? Also mention the negative list for which ECB proceeds cannot be ut
- Mars Ltd a public Ltd company wants to grant intercorporate loan to its wholly owned subsidiary, Jupiter Ltd. What is the limit for granting loan under Section 186 of the Companies
- Several agencies/intermediaries are involved in the issue of ADRs/GDRs. Prepare the list of the agencies normally involved in the said issue.
- What is the objective of International Monetary Fund (IMF)? What is the fundamental mission of IMF ?
- What are the obligations of a Debenture Trustee of Non-Redeemable Preference Share under the SEBI (Issue and listing of Non-convertible Securities) Regulations, 2021?
- BCD Ltd. a Listed Company falling under the top 500 listed companies list, currently has 8 directors which includes women Managing Director, 3 non-executive, non- independent woman
- What are the principles, that a listed entity shall comply with as per SEBI (LODR) 2015 Regulations ? Explain in brief the objectives of those principles.
- What are the confirmations need to be obtained by SME Platform under Chapter IX of SEBI (ICDR) Regulations 2018 from the Issuer Company and BRLM(s) (Book Running Lead Manager/ Lead
- SEBI has notified the SEBI (Listing Obligations and Disclosure Requirements) (Second Amendment) Regulations, 2023 on June 14, 2023. Briefly explain amendments made on disclosure of
- A listed company has to inform the outcome of the board meeting to the stock exchanges within 30 minutes of the conclusion of the meeting. List out such items that are to be commun
- What is 'Vigil Mechanism'? Explain briefly the provision under SEBI Listing Obligations & Disclosure (LODR) Regulations 2015.
- International listing enables companies to trade its shares in numerous time zones and multiple currencies. Do you agree with this statement ? What are the benefits of internationa
- Who is a NOMAD in the context of listing of securities in London Stock Exchange ? Explain the role of NOMADS.
- Who is an insider and what is insider trading? What is price sensitive information ? Answer with reference to SEBI (Prohibition of Insider Trading) Regulations, 2015.
- Prepare a checklist of documents for listing of securities issued pursuant to the Rights issue.
- Write a brief note on US Securities and Exchange Commission.
- Explain the Mainstream media pursuant to SEBI (Listing Obligations and Disclosure Requirement) Regulations 2015.
How to Prepare for CS Professional Corporate Funding & Listings in Stock Exchanges
Use past questions to practise the paper format and review available answers. Check the current syllabus, applicable law and examination duration before attempting a timed paper.